1. Irish Financial Services Law
  2. Legislation (IE)
  3. Statutory Instruments
  4. 2011
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  1. European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations 2011 [S.I. No. 352 of 2011]
  2. Part 4 Obligations regarding Management Companies (regs. 15-32)
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Part 4 Obligations regarding Management Companies (regs. 15-32)

Comparing proposed amendment...
Chapter 1 Conditions for taking up business (regs. 15-18)
In force
 Regulation 15 Authorisation of management company
In force
 Regulation 16 Activities of management company
In force
 Regulation 17 Conditions for authorisation of management company and grounds for withdrawal of authorisation
In force
 Regulation 18 Application for authorisation
Chapter 2 Relations with third countries (reg. 19)
In force
 Regulation 19 Relations with third countries
Chapter 3 Operating conditions (regs. 20-25)
In force
 Regulation 20 Duty of Bank to ensure that management companies comply with Regulations 16 and 17
In force
 Regulation 21 Qualifying holdings
In force
 Regulation 22 Prudential rules
In force
 Regulation 23 Delegations
In force
 Regulation 24 Rules of conduct
In force
 Regulation 24A Remuneration policies
In force
 Regulation 24B Remuneration policies - supplemental provisions
In force
 Regulation 25 Investor complaints
In force
 Regulation 25A Procedures for reporting contraventions
Chapter 5 Freedom of establishment and freedom to provide services (regs. 26-32)
In force
 Regulation 26 Establishment of branch and provision of services
In force
 Regulation 27 Establishment of branch in another Member State
In force
 Regulation 28 Provision of information
In force
 Regulation 29 Compliance with rules which relate to constitution and functioning of UCITS, etc.
In force
 Regulation 30 Provision of documentation to competent authority
In force
 Regulation 31 Provision of documentation to Bank
In force
 Regulation 32 Provisions applicable to management company authorised in another Member State
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