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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 21 March 2016 - onwards
  Version 3 of 3    

Regulation 31 Provision of documentation to Bank

(1)

(a) Without prejudice to Part 3, a management company authorised in a Member State other than the State which applies to manage a UCITS established in the State shall provide the Bank with the following documentation:

(i) the written contract with the depositary referred to in paragraph (2) of Regulation 33;

(ii) information on delegation arrangements regarding functions of investment management and administration referred to in Schedule 1.

(b) Where a management company already manages other UCITS of the same type in the State, reference to the documentation already provided shall be sufficient.

(2) In so far as it is necessary to ensure compliance with the rules for which it is responsible, the Bank may ask the competent authority of the management company's home Member State for clarification and information regarding the documentation referred to in paragraph (1) and, based on the attestations referred to in Regulations 27(3) and 28(2), as to whether the type of UCITS for which

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