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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 21 March 2016 - onwards
  Version 3 of 3    

Regulation 30 Provision of documentation to competent authority

(1)

(a) Without prejudice to Part 3, a management company which applies to manage a UCITS established in another Member State shall provide the competent authority in the UCITS home Member State with the following documentation:

(i) the written contract with the depositary referred to in paragraph (2) of Regulation 33;

(ii) information on delegation arrangements regarding functions of investment management and administration referred to in Schedule 1.

(b) Where a management company already manages other UCITS of the same type in the UCITS home Member State, reference to the documentation already provided shall be sufficient.

(2) Upon request and in so far as it is necessary to ensure compliance with the rules for which they are responsible, the Bank may provide clarification and information regarding the documentation referred to in paragraph (1) and, based on the attestations referred to in Regulations 27(3) and 28(2), as to whether the type of UCITS for which authorisation is request

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