Date-stamp loading
Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 13 August 2019 - onwards
  Version 3 of 3    

Regulation 21 Qualifying holdings

(1) Qualifying holdings in management companies shall be subject to the same rules as set out in Article 17 of the MIFID II on investment in the securities field.

(2) The relevant provisions shall, with all necessary modifications, apply to qualifying holdings in management companies as they apply to acquiring transactions in investment firms within the meaning of the MIFID II Regulations.

(3) Part 11 of the MIFID II Regulations shall, to the extent that it relates to the relevant provisions applied as specified in paragraph (2), apply, with all necessary modifications, to the relevant provisions as so applied.

(4) Regulation 129 of the MIFID II Regulations shall, to the extent that it relates to the relevant provisions applied as specified in paragraph (2), apply, with all necessary modifications, to the relevant provisions as so applied.

(5) For the purposes of this Regulation -

(a) the expressions "investment firm" and "investment firms" contained in Article 10 of the MIFID II, any

Comparing proposed amendment...