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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 24 July 2012 - onwards
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Regulation 32 Provisions applicable to management company authorised in another Member State

(1) The Bank may, for statistical purposes, require a management company authorised in another Member State, which has a branch in the State, to report periodically on its activities in the State.

(2)

(a) The Bank may require a management company, authorised in another Member State which carries on business within the State, to provide information necessary to monitor its compliance with these Regulations.

(b) Management companies shall provide information on the procedures and arrangements in relation to investor complaints as required under Regulation 25 to the Bank upon request.

(3) Where the Bank ascertains that a management company that has a branch or provides services within the State is in breach of one of the rules under the Bank's responsibility, it shall require the company to put an end to that breach and inform the competent authority of the management company's home Member State of the breach.

(4) Where the management company concerned refuses to provide the Bank with inf

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