(1) An investment company, proposed management company or management company which, or a depositary or any person who, contravenes any provision of these Regulations is guilty of an offence.
(2) An auditor who contravenes any provision of these Regulations is guilty of an offence.
(3) A person who contravenes the conditions of professional secrecy imposed by these Regulations is guilty of an offence.
(4) A person who, in purported compliance with a provision of these Regulations or a requirement under these Regulations -
(a) knowingly or recklessly provides an answer or explanation, makes a statement, or produces information, to the Bank that is false or misleading in a material particular, or
(b) knowingly omits or withholds material information from the Bank,
is guilty of an offence.
(5) A person who destroys, mutilates or falsifies, or is privy to the destruction, mutilation or falsification of, any record or document required under these Regulations, or makes or is privy to the mak
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