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General principles (regs. 61-63) |
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Regulation 61 Internal governance and recovery plans |
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Regulation 62 Resolution plans |
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Regulation 63 Oversight of remuneration policies |
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Technical criteria concerning the organisation and treatment of risks (regs. 64-75) |
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Regulation 64 Treatment of risks - risk committee and combined committee |
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Regulation 65 Internal approaches for calculating own funds requirements |
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Regulation 66 Supervisory benchmarking of internal approaches for calculating own funds requirements |
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Regulation 67 Credit and counterparty risk |
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Regulation 68 Residual risk |
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Regulation 69 Concentration risk |
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Regulation 70 Securitisation risk |
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Regulation 71 Market risk |
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Regulation 72 Interest risk arising from non-trading book activities |
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Regulation 73 Operational risk |
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Regulation 74 Liquidity risk |
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Regulation 75 Risk of excessive leverage |
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Governance (regs. 76-84) |
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Regulation 76 Governance arrangements |
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Regulation 77 Country-by-country reporting |
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Regulation 78 Public disclosure of return on assets |
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Regulation 79 Management body |
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Regulation 79A Removal of member of management body |
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Regulation 79B Removal notice |
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Regulation 79C Effect of removal notice |
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Regulation 79D Confirmation of removal notice |
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Regulation 79E Enforcement of removal notice |
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Regulation 79F Court's power to extend validity of removal notices |
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Regulation 79G Compliance with removal notice |
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Regulation 80 Remuneration policies |
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Regulation 81 Institutions that benefit from government intervention |
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Regulation 82 Variable elements of remuneration |
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Regulation 83 Remuneration committee |
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Regulation 84 Maintenance of website on corporate governance and remuneration |
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Supervisory review and evaluation process (regs. 85-89) |
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Regulation 85 Supervisory review and evaluation |
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Regulation 86 Technical criteria for the supervisory review and evaluation |
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Regulation 87 Supervisory examination programme |
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Regulation 88 Supervisory stress testing |
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Regulation 89 Ongoing review of the permission to use internal approaches |
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Supervisory measures and powers (regs. 90-95) |
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Regulation 90 Supervisory measures |
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Regulation 91 Application of supervisory measures to institutions with similar risk profiles |
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Regulation 92 Supervisory powers |
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Regulation 92A Additional own funds requirement |
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Regulation 92B Guidance on additional own funds |
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Regulation 92C Cooperation with resolution authorities |
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Regulation 93 Specific liquidity requirements |
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Regulation 94 Specific publication requirements |
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Regulation 95 Consistency of supervisory reviews, evaluations and supervisory measures |
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Level of application (regs. 96-98) |
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Regulation 96 Internal capital adequacy assessment process |
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Regulation 97 Institutions' arrangements, processes and mechanisms |
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Regulation 98 Review and evaluation and supervisory measures |
