1. European
  2. EBA - European Banking Authority
  3. Guidelines
  4. 2014
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  1. Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) and supervisory stress testing - Consolidated version (EBA/GL/2014/13) (repealed with effect from 1 January 2023)
  2. Title 5. Assessing internal governance and institution-wide controls (paras. 88-136)
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Title 5. Assessing internal governance and institution-wide controls (paras. 88-136)

Comparing proposed amendment...
5.1 General considerations (paras. 88-90)
5.2 Overall internal governance framework (para. 91)
5.3 Organisation and functioning of the management body (para. 92)
5.4 Corporate and risk culture (paras. 93-94)
5.5 Remuneration policies and practices (para. 95)
5.6 Internal control framework (paras. 96-97)
5.6.1 Internal audit function (para. 97)
5.6.2 ICAAP and ILAAP frameworks
5.6.3 Stress testing
5.7 Risk management framework (paras. 98-129)
5.7.1 Risk appetite framework and strategy (paras. 99-100)
5.7.2 ICAAP and ILAAP frameworks (paras. 101-109)
5.7.3 Assessment of institutions' stress testing (paras. 110-127)
5.7.4 New products and significant changes (paras. 128-129)
5.8 Information systems and business continuity (paras. 130-131)
5.9 Recovery planning (paras. 132-133)
5.10 Application at the consolidated level and implications for group entities (paras. 134-135)
5.11 Summary of findings and scoring (para. 136)
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