1. European
  2. EBA - European Banking Authority
  3. Guidelines
  4. 2019
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  1. Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) and supervisory stress testing - Consolidated version (EBA/GL/2014/13) (repealed with effect from 1 January 2023)
  2. Title 2. The common SREP (paras. 10-49)
  3. 2.1 Overview of the common SREP framework (paras. 10-26)
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2.1 Overview of the common SREP framework (paras. 10-26)

10. Competent authorities should ensure that the SREP of an institution covers the following components:

a. categorisation of the institution and periodic review of this categorisation;

b. monitoring of key indicators;

c. business model analysis (BMA);

d. assessment of internal governance and institution-wide controls;

e. assessment of risks to capital;

f. assessment of risks to liquidity;

g. assessment of the adequacy of the institution's own funds;

h. assessment of the adequacy of the institution's liquidity resources;

i. overall SREP assessment; and

j. supervisory measures (and early intervention measures, where necessary).

Comparing proposed amendment...
2.1.1 Categorisation of institutions (paras. 11-13)
2.1.2 Continuous assessment of risks (paras. 14-16)
2.1.3 Periodic assessment of capital and liquidity adequacy (paras. 17-19)
2.1.4 Overall SREP assessment (paras. 20-22)
2.1.5 Dialogue with institutions, application of supervisory measures and communicating findings ( (paras. 23-26)
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