Date-stamp loading
Version date: 1 January 2019 - onwards
  Version 2 of 2    

10.5 Application of other supervisory measures (paras. 506-540)

506. To address specific deficiencies identified in the assessment of SREP elements, competent authorities may consider applying measures that are not directly linked to quantitative capital or liquidity requirements. This section provides a non-exhaustive list of possible supervisory measures that can be applied based on Articles 104 and 105 of Directive 2013/36/EU.

Business model analysis

507. Supervisory measures to address deficiencies identified in the BMA are likely to involve requiring the institution to adjust governance and control arrangements to help with the implementation of the business model and strategy, or limiting certain business activities.

508. In accordance with Article 104(1)(b) of Directive 2013/36/EU, competent authorities may require the institution to make adjustments to risk management and control arrangements, or to governance arrangements, to match the desired business model or strategy, by means including:

a. adjusting the financial plan assumed in the st

Comparing proposed amendment...