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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 3 of 3

Regulation 116 Paragraph 11 (information gathering and investigations)

In paragraph 11 [Sub-paragraph (1) (ab) was inserted by S.I. 2017/1064; sub-paragraph (2) (d) was inserted by S.I. 2013/504 and amended by S.I. 2014/2879 and 2016/715.] (information gathering and investigations) -

(a) in sub-paragraph (1) -

(i) for paragraph (ab) substitute -

"(ab) a third country CSD, in relation to any services referred to in the Annex to the CSD regulation which the third country CSD provides in the United Kingdom;";

(ii) in paragraph (b), for ", a recognised CSD or an EEA CSD" substitute "or a recognised CSD";

(b) in sub-paragraph (2), for paragraph (d) substitute -

"(d) information or documents reasonably required in connection with the exercise by the Bank of its functions -

(i) under -

(aa) the EMIR regulation,

(bb) the CSD regulation,

(cc) any EU regulation originally made under the CSD Regulation which is retained direct EU legislation, or