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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 2 of 2

Regulation 157 Article 84 (futures)

(1) Article 84 (futures) is amended as follows.

(2) In paragraph (1A)(d), (1B)(e) and (1C)(c) [Paragraph (1A), (1B) and (1C) were inserted by S.I. 2006/3384 and amended by S.I. 2017/488.], for "Section C of Annex I to the markets in financial instruments directive" substitute "Part 1 of Schedule 2".

(3) In paragraph (1CA) [Paragraph (1CA) was inserted by S.I. 2017/488.] -

(a) for "Section C of Annex I to the markets in financial instruments directive" substitute "Part 1 of Schedule 2";

(b) for "the texts of which are set out in Parts 1 and 2 of Schedule 2" substitute "the text of which is set out in Part 2 of Schedule 2".

(4) In paragraph (1D) [Paragraph (1D) was inserted by S.I. 2006/3384 and was amended by S.I. 2011/1613 and S.I. 2017/488.], for sub-paragraphs (a) to (d) substitute -

"(a) an investment firm or qualifying credit institution is providing or performing investment services and activities on a professional basis,