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Regulation 7 Requirement for authorisation |
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Regulation 8 When investment firm may be regarded as operating in the State |
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Regulation 9 Bank to establish and maintain register of investment firms, etc |
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Regulation 10 Requirements of investment firm authorisations |
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Regulation 11 Application to Bank for an authorisation to operate as an investment firm |
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Regulation 12 Prerequisites relating to qualifying holdings in investment firms |
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Regulation 13 Prerequisites to granting authorisations for investment firms |
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Regulation 14 Bank may obtain further information from applicant by request, inquiry or investigation |
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Regulation 15 Time frame for granting and refusing applications for authorisations for investment firms |
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Regulation 16 Investment firms - capital, management, structure, control |
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Regulation 17 Unincorporated investment firms special provisions |
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Regulation 18 Investment firms, dividing responsibility between their home and host Member States |
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Regulation 19 Prohibition against false or misleading application for investment firm authorisation |
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Regulation 20 Scope of authorisation |
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Regulation 21 Withdrawal of authorisations for investment firms |
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Regulation 22 Court may revoke authorisation on application by Bank |
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Regulation 23 Bank to give notice of proposed withdrawal or revocation of authorisation |
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Regulation 24 Publication of withdrawal or revocation of authorisation |
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Regulation 25 Definitions for Regulations 25 to 28 |
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Regulation 26 Continued responsibilities of former authorised investment firms |
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Regulation 27 Bank supervision of certain activities of former authorised investment firms |
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Regulation 28 Certain obligations of person responsible during firm's termination process |
