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Part 4 Authorisation of Investment Firms (regs. 7-28)

Comparing proposed amendment...
Revoked
Regulation 7 Requirement for authorisation
Revoked
Regulation 8 When investment firm may be regarded as operating in the State
Revoked
Regulation 9 Bank to establish and maintain register of investment firms, etc
Revoked
Regulation 10 Requirements of investment firm authorisations
Revoked
Regulation 11 Application to Bank for an authorisation to operate as an investment firm
Revoked
Regulation 12 Prerequisites relating to qualifying holdings in investment firms
Revoked
Regulation 13 Prerequisites to granting authorisations for investment firms
Revoked
Regulation 14 Bank may obtain further information from applicant by request, inquiry or investigation
Revoked
Regulation 15 Time frame for granting and refusing applications for authorisations for investment firms
Revoked
Regulation 16 Investment firms - capital, management, structure, control
Revoked
Regulation 17 Unincorporated investment firms special provisions
Revoked
Regulation 18 Investment firms, dividing responsibility between their home and host Member States
Revoked
Regulation 19 Prohibition against false or misleading application for investment firm authorisation
Revoked
Regulation 20 Scope of authorisation
Revoked
Regulation 21 Withdrawal of authorisations for investment firms
Revoked
Regulation 22 Court may revoke authorisation on application by Bank
Revoked
Regulation 23 Bank to give notice of proposed withdrawal or revocation of authorisation
Revoked
Regulation 24 Publication of withdrawal or revocation of authorisation
Revoked
Regulation 25 Definitions for Regulations 25 to 28
Revoked
Regulation 26 Continued responsibilities of former authorised investment firms
Revoked
Regulation 27 Bank supervision of certain activities of former authorised investment firms
Revoked
Regulation 28 Certain obligations of person responsible during firm's termination process