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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 3 January 2018 - onwards
  Version 3 of 3    

Regulation 146 Further to Regulation 145

Revoked from 3 January 2018

Without prejudice to the generality of Regulation 145, the Bank may impose conditions or requirements on an investment firm or the market operator of a regulated market concerning -

(a) the level of training, qualifications or professional competence of managers, officers or employees, or

(b) the provision of information to the Bank or such other person as may be specified by the Bank.

Comparing proposed amendment...