(1) An authorised investment firm or an entity deemed to be one under Regulation 6 shall comply at all times with the conditions and requirements of its initial authorisation.
(2) The Bank shall monitor compliance by an investment firm with obligations under these Regulations.
(3) An investment firm shall notify the Bank of any material changes to the conditions that were prerequisites to the firm's initial authorisation.
(4) The Bank, with the consent of the Minister, may delegate administrative, preparatory or ancillary tasks related to the review of the conditions and requirements for initial authorisation for investment firms which only provide investment advice.