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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 3 January 2018 - onwards
  Version 3 of 3    

Regulation 152 Restrictions on advertising

Revoked from 3 January 2018

(1) A person shall not -

(a) cause to be advertised, supply, or offer to supply, investment or ancillary services,

(b) make any other solicitation in respect of investment or ancillary services, or

(c) represent that the person is a provider of such services,

if the provision of the services would be in breach of Regulation 7.

(2) Without prejudice to the generality of any provision of these Regulations empowering the Bank to impose conditions, requirements or both, the Bank may impose such conditions, requirements or both, on an investment firm or the operator of a regulated market in respect of advertising by that firm or operator as the Bank considers necessary, in the interests of -

(a) the orderly and proper regulation and supervision of investment firm or regulated markets, or

(b) the protection of investors.

(3) The Bank may impose a requirement on -

(a) a specified authorised investment firm or market operator of a regulated market, or

(b) all authorised investment firms o

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