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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 3 January 2018 - onwards
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Regulation 165 Powers of authorised officers

Revoked from 3 January 2018

(1) In this Regulation:

"agent", in relation to a person to whom this Regulation applies or to any associated or related undertaking, includes past as well as present agents, as the case may be, and includes its bankers, accountants, solicitors, auditors and its financial and other advisors, whether or not those persons are officers or persons to whom this Regulation applies;

"persons to whom this Regulation applies" means the persons described in paragraph (2);

"specified" means specified under this Regulation.

(2) The powers conferred by this Regulation may be exercised in respect of all or any of the following persons:

(a) an investment firm, a regulated market or the market operator of a regulated market;

(b) a proposed investment firm, regulated market or market operator of a regulated market;

(c) a person whom the Bank has reasonable grounds to believe has provided or is providing investment or ancillary services;

(d) an associated or related undertaking of any of them.

(3)

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