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Regulation 145 Imposition of conditions or requirements |
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Regulation 146 Further to Regulation 145 |
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Regulation 147 Directions by the Bank |
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Regulation 148 Further to Regulation 147 |
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Regulation 149 Bank may apply to Court for orders confirming directions |
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Regulation 150 Winding-up on application to Court |
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Regulation 151 Definition of "specified" for Regulation 152 |
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Regulation 152 Restrictions on advertising |
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Regulation 153 Consequences of advertising contrary to Regulations |
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Regulation 154 Miscellaneous requirements respecting advertising |
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Regulation 155 Requirements respecting investment research by investment firms |
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Regulation 156 Exemption from restrictions on advertising |
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Regulation 157 Liquidators receivers, administrators, examiners, official assignees or creditors |
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Regulation 158 Application to the Court |
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Regulation 159 Prohibition against misappropriation |
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Regulation 160 Safeguarding clients' rights relative to financial instruments |
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Regulation 161 Deposit of financial instruments and funds by investment firms |
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Regulation 162 Securities financing transactions of investment firms |
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Regulation 163 Warning notices |
