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Part 11 Regulation and Supervision (regs. 145-163)

Comparing proposed amendment...
Revoked
Regulation 145 Imposition of conditions or requirements
Revoked
Regulation 146 Further to Regulation 145
Revoked
Regulation 147 Directions by the Bank
Revoked
Regulation 148 Further to Regulation 147
Revoked
Regulation 149 Bank may apply to Court for orders confirming directions
Revoked
Regulation 150 Winding-up on application to Court
Revoked
Regulation 151 Definition of "specified" for Regulation 152
Revoked
Regulation 152 Restrictions on advertising
Revoked
Regulation 153 Consequences of advertising contrary to Regulations
Revoked
Regulation 154 Miscellaneous requirements respecting advertising
Revoked
Regulation 155 Requirements respecting investment research by investment firms
Revoked
Regulation 156 Exemption from restrictions on advertising
Revoked
Regulation 157 Liquidators receivers, administrators, examiners, official assignees or creditors
Revoked
Regulation 158 Application to the Court
Revoked
Regulation 159 Prohibition against misappropriation
Revoked
Regulation 160 Safeguarding clients' rights relative to financial instruments
Revoked
Regulation 161 Deposit of financial instruments and funds by investment firms
Revoked
Regulation 162 Securities financing transactions of investment firms
Revoked
Regulation 163 Warning notices