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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 3 January 2018 - onwards
  Version 3 of 3    

Regulation 145 Imposition of conditions or requirements

Revoked from 3 January 2018

(1) The Bank, in respect of an investment firm or of the market operator of a regulated market may do all or any of the following:

(a) impose conditions or requirements which relate to matters in

(i) an associated undertaking, or

(ii) a related undertaking

of the firm or market operator;

(b) at any time impose conditions or requirements and amend or revoke any condition or requirement imposed under this paragraph;

(c) at any time after authorisation, impose a condition or requirement that the market operator of the regulated market must -

(i) add, amend or revoke rules of the regulated market, or

(ii) add to or amend the market operator's memorandum of association or articles of association.

(2) Any condition or requirement referred to in paragraph (1) may be imposed in relation to any or all of the following:

(a) an investment firm, the market operator of a regulated market or a regulated market;

(b) a proposed investment firm, the proposed market operator of a regulated market o

Comparing proposed amendment...