Chapter 1 General Requirements (regs. 98-109)

Comparing proposed amendment...


In force	Regulation 98 Operating conditions
In force	Regulation 99 Remuneration policies
In force	Regulation 100 Capital
In force	Regulation 100A Additional capital requirements of management companies providing individual portfolio management services
In force	Regulation 100B Internal Capital Adequacy Assessment
In force	Regulation 100C Transitional measures for existing management companies
In force	Regulation 101 Organisational requirements: general
In force	Regulation 102 Organisational requirements: delegation
In force	Regulation 103 Code of conduct in relation to collective portfolio management
In force	Regulation 104 Directors
In force	Regulation 105 Record-keeping
In force	Regulation 106 Management resources
In force	Regulation 107 Relationship with the Bank
In force	Regulation 108 Financial control and management information
In force	Regulation 109 Internally-managed investment companies

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