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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 27 May 2019 - onwards
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Regulation 105 Record-keeping

(1) A management company shall retain, in a readily accessible form and for a period of at least six years, a written record of each of the following types of records, including, so far as possible, relevant original documentation:

(a) a complete record of every transaction into which the management company enters (whether on its own behalf or on behalf of any investment fund that is under its management);

(b) records that are sufficient to demonstrate compliance with the provisions of the UCITS Regulations, including any conditions that the Bank may, from time to time, impose on the management company or on any investment fund that is under its management and these Regulations.

(2) Where any record of a management company is not retained by the management company in legible form, the management company shall ensure that such record is capable of being reproduced in a legible form.

(3) If the Bank terminates the authorisation of a management company, that management company shall retai

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