1. European
  2. ESMA - European Securities and Markets Authority
  3. Guidelines
  4. 2016
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  1. Guidelines - Transaction reporting, order record keeping and clock synchronisation under MiFID II (updated 7 August 2017) (ESMA/2016/1452)
  2. 1 Scope
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Version date: 10 October 2016 - onwards

1 Scope

Who?

These guidelines apply to Investment Firms, Trading Venues, approved reporting mechanisms (ARMs) and competent authorities (CAs).

What?

These guidelines apply in relation to the submission of transaction reports pursuant to Article 26 of Regulation (EU) No 600/2014 of the European Parliament and of the Council (MiFIR) [Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (OJ L 173, 12.6.2014, p. 84).]; record keeping of orders pursuant to Article 25 of MiFIR and synchronisation of business clocks pursuant to Article 50 of Directive 2014/65/EU of the European Parliament and of the Council (MiFID II) [Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (OJ L 173, 12.6.2014, p. 349).].

When?

These guidelines apply from 3 January 2018.

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