1. European
  2. ESMA - European Securities and Markets Authority
  3. Guidelines
  4. 2016
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  1. Guidelines - Transaction reporting, order record keeping and clock synchronisation under MiFID II (updated 7 August 2017) (ESMA/2016/1452)
  2. 5 Guidelines on transaction reporting
  3. Part III - Trading scenarios
  4. 5.31 Securities financing transactions
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Version date: 10 October 2016 - onwards

5.31 Securities financing transactions

For a general description on how the reporting obligation applies to Securities Financing transactions, please refer to the relevant sub-section of 5.6.2 (exclusions under Article 2(5)(a) of Commission Delegated Regulation (EU) 2017/590).

Example 87

Central Bank CB (with LEI of CBCBCBCBCBCBCBCBCBCB) buys government bonds (ISIN NO0010732555) from Investment Firm X.

The transaction report displayed below is from the perspective of the Investment Firm X only.

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