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Version date: 10 October 2016 - onwards

2 Definitions

Terms used in MiFID II and MiFIR of the European Parliament and of the Council have the same meaning in these guidelines. In addition, references to a "Firm" in these guidelines refer to any firm that is not an "Investment Firm" within the meaning of MiFID II unless otherwise specified.

References to specific "Field" in the guidelines on transaction reporting refer to the fields in Table 2 of Annex I of Commission Delegated Regulation (EU) 2017/590 [COMMISSION DELEGATED REGULATION (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to CAs. Available at the following link:http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2017.087.01.0449.01.ENG&toc=OJ:L:2017:087:TOC] and in the guidelines on order record keeping to the fields in Table 2 of the Annex of Commission Delegated Regulation (EU) 2017/580 [COMMISSION DELEGATED REGUL

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