1. European
  2. ESMA - European Securities and Markets Authority
  3. Guidelines
  4. 2016
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  1. Guidelines - Transaction reporting, order record keeping and clock synchronisation under MiFID II (updated 7 August 2017) (ESMA/2016/1452)
  2. 6 Guidelines on order record keeping
  3. Part I - General principles
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Part I - General principles

Comparing proposed amendment...
6.1 Scope of order record keeping requirements
6.2 Members or Participants of a Trading Venue
6.3 Client identification code (Field 3)
6.4 Non-executing broker (Field 6)
6.5 Order status (Field 33)
6.6 Validity period date and time (Field 12)
6.7 Passive or aggressive indicator (Field 44)
6.8 Trading venue transaction identification code (TVTIC) (Field 48)
6.9 Sequence Number (Field 15)
6.10 Validity period (Field 10)
6.11 Liquidity provision activity (Field 8)
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