1. European
  2. ESMA - European Securities and Markets Authority
  3. Guidelines
  4. 2016
Date-stamp loading
  1. Guidelines - Transaction reporting, order record keeping and clock synchronisation under MiFID II (updated 7 August 2017) (ESMA/2016/1452)
  2. 5 Guidelines on transaction reporting
  3. Part IV - Reporting of different types of instruments
  4. 5.34 Identification of financial instruments not traded on a Trading Venue or available on the ESMA list
Previous Next
Version date: 10 October 2016 - onwards

5.34 Identification of financial instruments not traded on a Trading Venue or available on the ESMA list

5.34.1 Financial instruments traded on an organised trading platform outside the Union (non-EEA venue)

Example 89

An Investment Firm trades derivative future contracts (ISIN US0000000000) at 11.4653 dollars per underlying on an organised trading platform outside the Union (Trading Platform U). The underlying instrument (ISIN GB0000000000) is traded on a Trading Venue.

The number of units of the underlying security represented by a single derivative contract is 1000.

The CFI code for the future contract is FFSCSX and the contract is settled in cash.

The segment MIC of the non EEA Trading Venue is XUSA and the expiry date for the future contract is 19 June 2018.

If an ISIN exists for a financial instrument traded on an organised trading platform outside the Union then this should be populated in Field 41. Fields 42 to 56 would also have to be populated if the ISIN is not on the reference data list from ESMA.

5.34.2 Over the counter derivatives

Example 90

An Investment Firm trades deriv

…
Comparing proposed amendment...
Previous Next