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Version status: Amended | Document consolidation status: Updated to reflect all known changes
Version date: 16 January 2023 - onwards
  Version 3 of 3    

Annex, Section A Information to be included in recovery plans

The recovery plan shall include the following information:

(1) A summary of the key elements of the plan and a summary of overall recovery capacity;

(2) a summary of the material changes to the institution since the most recently filed recovery plan;

(3) a communication and disclosure plan outlining how the firm intends to manage any potentially negative market reactions;

(4) a range of capital and liquidity actions required to maintain or restore the viability and financial position of the institution;

(5) an estimation of the timeframe for executing each material aspect of the plan;

(6) a detailed description of any material impediment to the effective and timely execution of the plan, including consideration of impact on the rest of the group, customers and counterparties;

(7) identification of critical functions;

(8) a detailed description of the processes for determining the value and marketability of the core business lines, operations and assets of the institution;

(9) a detaile

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