Version status: Amended | Document consolidation status: Updated to reflect all known changes
Version date: 27 June 2019 - onwards
  Version 3 of 3    

Annex, Section B Information that resolution authorities may request institutions to provide for the purposes of drawing up and maintaining resolution plans

Resolution authorities may request institutions to provide for the purposes of drawing up and maintaining resolution plans at least the following information:

(1) a detailed description of the institution's organisational structure including a list of all legal persons;

(2) identification of the direct holders and the percentage of voting and non-voting rights of each legal person;

(3) the location, jurisdiction of incorporation, licensing and key management associated with each legal person;

(4) a mapping of the institution's critical operations and core business lines including material asset holdings and liabilities relating to such operations and business lines, by reference to legal persons;

(5) a detailed description of the components of the institution's and all its legal entities' liabilities, separating, at a minimum by types and amounts of short term and long-term debt, secured, unsecured and subordinated liabilities;

(6) details of those liabilities of the institution that a