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| | Recitals |
| | Title I Scope, definitions and authorities (arts. 1-3) |
Amended | Article 1 Subject matter and scope |
Amended | Article 2 Definitions |
Entered into force | Article 3 Designation of authorities responsible for resolution |
| | Title II Preparation (arts. 4-26) |
| | Chapter I Recovery and resolution planning (arts. 4-14) |
| | Section 1 General provisions (art. 4) |
Entered into force | Article 4 Simplified obligations for certain institutions |
| | Section 2 Recovery planning (arts. 5-9) |
Entered into force | Article 5 Recovery plans |
Entered into force | Article 6 Assessment of recovery plans |
Entered into force | Article 7 Group recovery plans |
Entered into force | Article 8 Assessment of group recovery plans |
Entered into force | Article 9 Recovery Plan Indicators |
| | Section 3 Resolution planning (arts. 10-14) |
Amended | Article 10 Resolution plans |
Entered into force | Article 11 Information for the purpose of resolution plans and cooperation from the institution |
Amended | Article 12 Group resolution plans |
Amended | Article 13 Requirement and procedure for group resolution plans |
Entered into force | Article 14 Transmission of resolution plans to the competent authorities |
| | Chapter II Resolvability (arts. 15-18) |
Entered into force | Article 15 Assessment of resolvability for institutions |
Amended | Article 16 Assessment of resolvability for groups |
Inserted | Article 16a Power to prohibit certain distributions |
Amended | Article 17 Powers to address or remove impediments to resolvability |
Amended | Article 18 Powers to address or remove impediments to resolvability: group treatment |
| | Chapter III Intra group financial support (arts. 19-26) |
Entered into force | Article 19 Group financial support agreement |
Entered into force | Article 20 Review of proposed agreement by competent authorities and mediation |
Entered into force | Article 21 Approval of proposed agreement by shareholders |
Entered into force | Article 22 Transmission of the group financial support agreements to resolution authorities |
Entered into force | Article 23 Conditions for group financial support |
Entered into force | Article 24 Decision to provide financial support |
Entered into force | Article 25 Right of opposition of competent authorities |
Entered into force | Article 26 Disclosure |
| | Title III Early intervention (arts. 27-30) |
Entered into force | Article 27 Early intervention measures |
Entered into force | Article 28 Removal of senior management and management body |
Entered into force | Article 29 Temporary administrator |
Entered into force | Article 30 Coordination of early intervention measures and appointment of temporary administrator in relation to groups |
| | Title IV Resolution (arts. 31-86) |
| | Chapter I Objectives, conditions and general principles (arts. 31-34) |
Entered into force | Article 31 Resolution objectives |
Amended | Article 32 Conditions for resolution |
Inserted | Article 32a Conditions for resolution with regard to a central body and credit institutions permanently affiliated to a central body |
Inserted | Article 32b Insolvency proceedings in respect of institutions and entities that are not subject to resolution action |
Amended | Article 33 Conditions for resolution with regard to financial institutions and holding companies |
Inserted | Article 33a Power to suspend certain obligations |
Entered into force | Article 34 General principles governing resolution |
| | Chapter II Special management (art. 35) |
Entered into force | Article 35 Special management |
| | Chapter III Valuation (art. 36) |
Amended | Article 36 Valuation for the purposes of resolution |
| | Chapter IV Resolution tools (arts. 37-58) |
| | Section 1 General principles (art. 37) |
Amended | Article 37 General principles of resolution tools |
| | Section 2 The sale of business tool (art. 38-39) |
Entered into force | Article 38 The sale of business tool |
Entered into force | Article 39 Sale of business tool: procedural requirements |
| | Section 3 The bridge institution tool (arts. 40-41) |
Entered into force | Article 40 Bridge institution tool |
Entered into force | Article 41 Operation of a bridge institution |
| | Section 4 The asset separation tool (art. 42) |
Entered into force | Article 42 Asset separation tool |
| | Section 5 The bail-in tool (arts. 43-58) |
| | Subsection 1 Objective and scope of the bail-in tool (arts. 43-44) |
Entered into force | Article 43 The bail-in tool |
Amended | Article 44 Scope of bail-in tool |
Inserted | Article 44a Selling of subordinated eligible liabilities to retail clients |
| | Subsection 2 Minimum requirement for own funds and eligible liabilities (arts. 45-45m) |
Amended | Article 45 Application and calculation of the minimum requirement for own funds and eligible liabilities |
Inserted | Article 45a Exemption from the minimum requirement for own funds and eligible liabilities |
Inserted | Article 45b Eligible liabilities for resolution entities |
Inserted | Article 45c Determination of the minimum requirement for own funds and eligible liabilities |
Amended | Article 45d Determination of the minimum requirement for own funds and eligible liabilities for resolution entities of G-SIIs and Union material subsidiaries of non-EU G-SIIs |
Inserted | Article 45e Application of the minimum requirement for own funds and eligible liabilities to resolution entities |
Amended | Article 45f Application of the minimum requirement for own funds and eligible liabilities to entities that are not themselves resolution entities |
Inserted | Article 45g Waiver for a central body and credit institutions permanently affiliated to a central body |
Amended | Article 45h Procedure for determining the minimum requirement for own funds and eligible liabilities |
Applicable | Article 45i Supervisory reporting and public disclosure of the requirement |
Inserted | Article 45j Reporting to EBA |
Inserted | Article 45k Breaches of the minimum requirement for own funds and eligible liabilities |
Inserted | Article 45l Reports |
Inserted | Article 45m Transitional and post-resolution arrangements |
| | Subsection 3 Implementation of the bail-in tool (arts. 46-52) |
Amended | Article 46 Assessment of amount of bail-in |
Amended | Article 47 Treatment of shareholders in bail-in or write down or conversion of capital instruments |
Amended | Article 48 Sequence of write down and conversion |
Entered into force | Article 49 Derivatives |
Entered into force | Article 50 Rate of conversion of debt to equity |
Entered into force | Article 51 Recovery and reorganisation measures to accompany bail-in |
Entered into force | Article 52 Business reorganisation plan |
| | Subsection 4 Bail-in tool: ancillary provisions (arts. 53-58) |
Entered into force | Article 53 Effect of bail-in |
Entered into force | Article 54 Removal of procedural impediments to bail-in |
Amended | Article 55 Contractual recognition of bail-in |
Entered into force | Article 56 Government financial stabilisation tools |
Entered into force | Article 57 Public equity support tool |
Entered into force | Article 58 Temporary public ownership tool |
| | Chapter V Write down or conversion of capital instruments and eligible liabilities (arts. 59-62) |
Amended | Article 59 Requirement to write down or convert relevant capital instruments and eligible liabilities |
Amended | Article 60 Provisions concerning the write down or conversion of relevant capital instruments and eligible liabilities |
Amended | Article 61 Authorities responsible for determination |
Amended | Article 62 Consolidated application: procedure for determination |
| | Chapter VI Resolution powers (arts. 63-72) |
Amended | Article 63 General powers |
Entered into force | Article 64 Ancillary powers |
Entered into force | Article 65 Power to require the provision of services and facilities |
Amended | Article 66 Power to enforce crisis management measures or crisis prevention measures by other Member States |
Entered into force | Article 67 Power in respect of assets, rights, liabilities, shares and other instruments of ownership located in third countries |
Amended | Article 68 Exclusion of certain contractual terms in early intervention and resolution |
Amended | Article 69 Power to suspend certain obligations |
Amended | Article 70 Power to restrict the enforcement of security interests |
Amended | Article 71 Power to temporarily suspend termination rights |
Inserted | Article 71a Contractual recognition of resolution stay powers |
Entered into force | Article 72 Exercise of the resolution powers |
| | Chapter VII Safeguards (arts. 73-80) |
Entered into force | Article 73 Treatment of shareholders and creditors in the case of partial transfers and application of the bail-in tool |
Entered into force | Article 74 Valuation of difference in treatment |
Entered into force | Article 75 Safeguard for shareholders and creditors |
Entered into force | Article 76 Safeguard for counterparties in partial transfers |
Entered into force | Article 77 Protection for financial collateral, set off and netting agreements |
Entered into force | Article 78 Protection for security arrangements |
Entered into force | Article 79 Protection for structured finance arrangements and covered bonds |
Entered into force | Article 80 Partial transfers: protection of trading, clearing and settlement systems |
| | Chapter VIII Procedural obligations (arts. 81-84) |
Entered into force | Article 81 Notification requirements |
Entered into force | Article 82 Decision of the resolution authority |
Entered into force | Article 83 Procedural obligations of resolution authorities |
Entered into force | Article 84 Confidentiality |
| | Chapter IX Right of appeal and exclusion of other actions (arts. 85-86) |
Entered into force | Article 85 Ex-ante judicial approval and rights to challenge decisions |
Entered into force | Article 86 Restrictions on other proceedings |
| | Title V Cross-border group resolution (arts. 87-92) |
Entered into force | Article 87 General principles regarding decision-making involving more than one Member State |
Amended | Article 88 Resolution colleges |
Amended | Article 89 European resolution colleges |
Entered into force | Article 90 Information exchange |
Entered into force | Article 91 Group resolution involving a subsidiary of the group |
Entered into force | Article 92 Group resolution |
| | Title VI Relations with third countries (arts. 93-98) |
Entered into force | Article 93 Agreements with third countries |
Entered into force | Article 94 Recognition and enforcement of third-country resolution proceedings |
Entered into force | Article 95 Right to refuse recognition or enforcement of third-country resolution proceedings |
Entered into force | Article 96 Resolution of Union branches |
Entered into force | Article 97 Cooperation with third-country authorities |
Entered into force | Article 98 Exchange of confidential information |
| | Title VII Financing arrangements (arts. 99-109) |
Entered into force | Article 99 European system of financing arrangements |
Entered into force | Article 100 Requirement to establish resolution financing arrangements |
Entered into force | Article 101 Use of the resolution financing arrangements |
Entered into force | Article 102 Target level |
Entered into force | Article 103 Ex-ante contributions |
Entered into force | Article 104 Extraordinary ex-post contributions |
Entered into force | Article 105 Alternative funding means |
Entered into force | Article 106 Borrowing between financing arrangements |
Entered into force | Article 107 Mutualisation of national financing arrangements in the case of a group resolution |
Amended | Article 108 Ranking in insolvency hierarchy |
Entered into force | Article 109 Use of deposit guarantee schemes in the context of resolution |
| | Title VIII Penalties (arts. 110-114) |
Entered into force | Article 110 Administrative penalties and other administrative measures |
Entered into force | Article 111 Specific provisions |
Entered into force | Article 112 Publication of administrative penalties |
Entered into force | Article 113 Maintenance of central database by EBA |
Entered into force | Article 114 Effective application of penalties and exercise of powers to impose penalties by competent authorities and resolution authorities |
| | Title IX Powers of execution (art. 115) |
Entered into force | Article 115 Exercise of the delegation |
| | Title X Amendments to Directives 82/891/EEC, 2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU AND 2013/36/EU and to Regulations (EU) NO 1093/2010 and (EU) NO 648/2012 (arts. 116-126) |
Repealed | Article 116 Amendment to Directive 82/891/EEC |
Entered into force | Article 117 Amendments to Directive 2001/24/EC |
Entered into force | Article 118 Amendment to Directive 2002/47/EC |
Entered into force | Article 119 Amendment to Directive 2004/25/EC |
Repealed | Article 120 Amendment to Directive 2005/56/EC |
Entered into force | Article 121 Amendments to Directive 2007/36/EC |
Repealed | Article 122 Amendment to Directive 2011/35/EU |
Repealed | Article 123 Amendment to Directive 2012/30/EU |
Entered into force | Article 124 Amendment to Directive 2013/36/EU |
Entered into force | Article 125 Amendment to Regulation (EU) No 1093/2010 |
Entered into force | Article 126 Amendment to Regulation (EU) No 648/2012 |
| | Title XI Final provisions (arts. 127-132) |
Entered into force | Article 127 EBA Resolution committee |
Entered into force | Article 128 Cooperation with EBA |
Inserted | Article 128a Accessibility of information on the European single access point |
Amended | Article 129 Review |
Entered into force | Article 130 Transposition |
Entered into force | Article 131 Entry into force |
Entered into force | Article 132 Addressees |
| | Annex |
Amended | Annex, Section A Information to be included in recovery plans |
Amended | Annex, Section B Information that resolution authorities may request institutions to provide for the purposes of drawing up and maintaining resolution plans |
Amended | Annex, Section C Matters that the resolution authority is to consider when assessing the resolvability of an institution or group |
| | Done at |
