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Title III Authorisation and Supervision of CCPs (arts. 14-25)

Comparing proposed amendment...
Chapter 1 Conditions and procedures for the authorisation of a CCP (arts. 14-21)
Entered into force
Article 14 Authorisation of a CCP
Amended
Article 15 Extension of activities and services
Draft
Draft Article 15a Exemption from authorisation of an extension of clearing services or activities
Entered into force
Article 16 Capital requirements
Amended
Article 17 Procedure for granting and refusing authorisation
Draft
Draft Article 17a Accelerated procedure for authorisation of an extension of authorisation
Draft
Draft Article 17b Procedure for adopting decisions, reports or other measures
Draft
Draft Article 17c Central database
Amended
Article 18 College
Amended
Article 19 Opinion of the college
Entered into force
Article 20 Withdrawal of authorisation
Amended
Article 21 Review and evaluation
Chapter 2 Supervision and oversight of CCPs (art. 22)
Entered into force
Article 22 Competent authority
Chapter 3 Cooperation (arts. 23-24)
Entered into force
Article 23 Cooperation between authorities
Inserted
Article 23a Supervisory cooperation between competent authorities and ESMA with regards to authorised CCPs
Draft
Draft Article 23b Joint Monitoring Mechanism
Amended
Article 24 Emergency situations
Chapter 3A CCP Supervisory Committee (arts. 24a-24e)
Amended
Article 24a CCP Supervisory Committee
Inserted
Article 24b Consultation of central banks of issue
Inserted
Article 24c Decision making within the CCP Supervisory Committee
Inserted
Article 24d Decision making within the Board of Supervisors
Inserted
Article 24e Accountability
Chapter 4 Relations with third countries (arts. 25-25r)
Amended
Article 25 Recognition of a third-country CCP
Inserted
Article 25a Comparable compliance
Inserted
Article 25b Ongoing compliance with the conditions for recognition
Inserted
Article 25c Third-country CCP college
Inserted
Article 25d Fees
Inserted
Article 25e Exercise of the powers referred to in Articles 25f to 25h
Inserted
Article 25f Request for information
Inserted
Article 25g General investigations
Inserted
Article 25h On-site inspections
Inserted
Article 25i Procedural rules for taking supervisory measures and imposing fines
Inserted
Article 25j Fines
Inserted
Article 25k Periodic penalty payments
Inserted
Article 25l Hearing of the persons concerned
Inserted
Article 25m Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
Inserted
Article 25n Review by the Court of Justice
Inserted
Article 25o Amendments to Annex IV
Inserted
Article 25p Withdrawal of recognition
Inserted
Article 25q Supervisory measures by ESMA