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Chapter 1 Conditions and procedures for registration of a trade repository (arts. 55-74) |
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Article 55 Registration of a trade repository |
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Article 56 Application for registration |
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Article 57 Notification of and consultation with competent authorities prior to registration |
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Article 58 Examination of the application |
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Article 59 Notification of ESMA decisions relating to registration |
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Article 60 Exercise of the powers referred to in Articles 61 to 63 |
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Article 61 Request for information |
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Article 62 General investigations |
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Article 63 On-site inspections |
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Article 64 Procedural rules for taking supervisory measures and imposing fines |
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Article 65 Fines |
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Article 66 Periodic penalty payments |
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Article 67 Hearing of the persons concerned |
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Article 68 Disclosure, nature, enforcement and allocation of fines and periodic penalty payments |
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Article 69 Review by the Court of Justice |
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Article 70 Amendments to Annex II |
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Article 71 Withdrawal of registration |
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Article 72 Supervisory fees |
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Article 73 Supervisory measures by ESMA |
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Article 74 Delegation of tasks by ESMA to competent authorities |
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Chapter 2 Relations with third countries (arts. 75-77) |
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Article 75 Equivalence and international agreements |
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Article 76 Cooperation arrangements |
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Article 76a Mutual direct access to data |
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Article 77 Recognition of trade repositories |
