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Title VI Registration and Supervision of Trade Repositories (arts. 55-77)

Chapter 1 Conditions and procedures for registration of a trade repository (arts. 55-74)
Entered into force
Article 55 Registration of a trade repository
Amended
Article 56 Application for registration
Entered into force
Article 57 Notification of and consultation with competent authorities prior to registration
Entered into force
Article 58 Examination of the application
Entered into force
Article 59 Notification of ESMA decisions relating to registration
Entered into force
Article 60 Exercise of the powers referred to in Articles 61 to 63
Entered into force
Article 61 Request for information
Amended
Article 62 General investigations
Amended
Article 63 On-site inspections
Amended
Article 64 Procedural rules for taking supervisory measures and imposing fines
Amended
Article 65 Fines
Entered into force
Article 66 Periodic penalty payments
Amended
Article 67 Hearing of the persons concerned
Entered into force
Article 68 Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
Entered into force
Article 69 Review by the Court of Justice
Entered into force
Article 70 Amendments to Annex II
Entered into force
Article 71 Withdrawal of registration
Amended
Article 72 Supervisory fees
Entered into force
Article 73 Supervisory measures by ESMA
Entered into force
Article 74 Delegation of tasks by ESMA to competent authorities
Chapter 2 Relations with third countries (arts. 75-77)
Entered into force
Article 75 Equivalence and international agreements
Entered into force
Article 76 Cooperation arrangements
Inserted
Article 76a Mutual direct access to data
Entered into force
Article 77 Recognition of trade repositories