1. UK Financial Services Law
  2. Legislation (UK)
  3. Acts
  4. 2000
Date-stamp loading
  1. Financial Services and Markets Act 2000 (c. 8) (FSMA 2000)
  2. Part I The Regulator (ss. 1-18) [Substituted with new Part IA]
Previous Next

Part I The Regulator (ss. 1-18) [Substituted with new Part IA]

Comparing proposed amendment...
Substituted
 1. The Financial Services Authority [Substituted with new Part IA]
The Authority's general duties (s. 2) [Substituted with new Part IA]
Substituted
 2. The Authority's general duties [Substituted with new Part IA]
The regulatory objectives (ss. 3-6) [Substituted with new Part IA]
Substituted
 3. Market confidence [Substituted with new Part IA]
Substituted
 3A. Financial stability [Substituted with new Part IA]
Omitted
 4. Public awareness
Substituted
 5. The protection of consumers [Substituted with new Part IA]
Substituted
 6. The reduction of financial crime [Substituted with new Part IA]
Enhancing public understanding of financial matters etc (s. 6A) [Substituted with new Part IA]
Substituted
 6A. Enhancing public understanding of financial matters etc [Substituted with new Part IA]
Corporate governance (s. 7) [Substituted with new Part IA]
Substituted
 7. Duty of Authority to follow principles of good governance [Substituted with new Part IA]
Arrangements for consulting practitioners and consumers (ss. 8-11) [Substituted with new Part IA]
Substituted
 8. The Authority's general duty to consult [Substituted with new Part IA]
Substituted
 9. The Practitioner Panel [Substituted with new Part IA]
Substituted
 10. The Consumer Panel [Substituted with new Part IA]
Substituted
 11. Duty to consider representations by the Panels [Substituted with new Part IA]
Reviews (ss. 12-13) [Substituted with new Part IA]
Substituted
 12. Reviews [Substituted with new Part IA]
Substituted
 13. Right to obtain documents and information [Substituted with new Part IA]
Inquiries (ss. 14-18) [Substituted with new Part IA]
Substituted
 14. Cases in which the Treasury may arrange independent inquiries [Substituted with new Part IA]
Substituted
 15. Power to appoint person to hold an inquiry [Substituted with new Part IA]
Substituted
 16. Powers of appointed person and procedure [Substituted with new Part IA]
Substituted
 17. Conclusion of inquiry [Substituted with new Part IA]
Substituted
 18. Obstruction and contempt [Substituted with new Part IA]
Previous Next