1. UK Financial Services Law
  2. Legislation (UK)
  3. Acts
  4. 2000
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  1. Financial Services and Markets Act 2000 (c. 8) (FSMA)
  2. Part I The Regulator (ss. 1-18) [Substituted with new Part IA]
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Part I The Regulator (ss. 1-18) [Substituted with new Part IA]

Comparing proposed amendment...
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 1. The Financial Services Authority [Substituted with new Part IA]
The Authority's general duties (s. 2) [Substituted with new Part IA]
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 2. The Authority's general duties [Substituted with new Part IA]
The regulatory objectives (ss. 3-6) [Substituted with new Part IA]
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 3. Market confidence [Substituted with new Part IA]
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 3A. Financial stability [Substituted with new Part IA]
Omitted
 4. Public awareness
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 5. The protection of consumers [Substituted with new Part IA]
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 6. The reduction of financial crime [Substituted with new Part IA]
Enhancing public understanding of financial matters etc (s. 6A) [Substituted with new Part IA]
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 6A. Enhancing public understanding of financial matters etc [Substituted with new Part IA]
Corporate governance (s. 7) [Substituted with new Part IA]
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 7. Duty of Authority to follow principles of good governance [Substituted with new Part IA]
Arrangements for consulting practitioners and consumers (ss. 8-11) [Substituted with new Part IA]
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 8. The Authority's general duty to consult [Substituted with new Part IA]
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 9. The Practitioner Panel [Substituted with new Part IA]
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 10. The Consumer Panel [Substituted with new Part IA]
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 11. Duty to consider representations by the Panels [Substituted with new Part IA]
Reviews (ss. 12-13) [Substituted with new Part IA]
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 12. Reviews [Substituted with new Part IA]
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 13. Right to obtain documents and information [Substituted with new Part IA]
Inquiries (ss. 14-18) [Substituted with new Part IA]
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 14. Cases in which the Treasury may arrange independent inquiries [Substituted with new Part IA]
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 15. Power to appoint person to hold an inquiry [Substituted with new Part IA]
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 16. Powers of appointed person and procedure [Substituted with new Part IA]
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 17. Conclusion of inquiry [Substituted with new Part IA]
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 18. Obstruction and contempt [Substituted with new Part IA]
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