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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 January 2024 - onwards
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137R. Financial promotion rules

(1) The FCA may make rules applying to authorised persons about the communication by them, or their approval of the communication by others, of invitations or inducements -

(a) to engage in investment activity,

(aa) to engage in claims management activity, or

(b) to participate in a collective investment scheme.

(2) Rules under this section and "engage in claims management activity" have may, in particular, make provision about the form and content of communications.

(3) Subsection (1) applies only to communications which -

(a) if made by a person other than an authorised person, without the approval of an authorised person, would contravene section 21(1), and

(b) may be made by an authorised person without contravening section 238(1).

(4) But subsection (3) does not prevent the FCA from making rules under subsection (1) in relation to a communication that would not contravene section 21(1) if made by a person other than an authorised person, without the approval of an authoris

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