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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
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89C. Provision of information by issuers of transferable securities

(1) Transparency rules may make provision requiring the issuer of transferable securities, in circumstances specified in the rules -

(a) to make public information to which this section applies, or

(b) to notify to the FCA information to which this section applies,

or to do both.

(2) In the case of every issuer, this section applies to -

(a) an annual financial report which complies with subsection (5) and with such other requirements as may be specified;

(aa)

(i) a mining or quarrying undertaking, or

(ii) a logging undertaking,

reports complying with specified requirements on payments to governments;

(b) information relating to the rights attached to the transferable securities, including information about the terms and conditions of those securities which could indirectly affect those rights;

(c) [deleted]

(3) In the case of an issuer of debt securities, this section also applies to a half-yearly financial report which covers the first 6 months of the financial year and complies with

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