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Version status: Partly in force | Document consolidation status: Updated to reflect all known changes
Version date: 30 January 2024 - onwards
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204A. Meaning of "relevant requirement" and "appropriate regulator

(1) The following definitions apply for the purposes of this Part.

(2) "Relevant requirement" means a requirement imposed -

(a) by or under this Act,

(aa) by regulations under section 11 of the Civil Liability Act 2018, 

(ab) by or under the Securitisation Regulations 2024,

(b) by a qualifying provision specified, or of a description specified, for the purposes of this subsection by the Treasury by order,

(c) by the Alternative Investment Fund Managers Regulations 2013, or

(d) by the Undertakings for Collective Investment in Transferable Securities Regulations 2011.

(3) The PRA is "the appropriate regulator" in the case of a contravention of -

(a) a requirement that is imposed under any provision of this Act by the PRA;

(b) a requirement under section 56(6) where the authorised person concerned is a PRA-authorised person and the prohibition order concerned is made by the PRA;

(c) [deleted]

(d) a requirement under section 62A(2) [Section 62A of the 2000 Act is inserted by the 2013 Act,

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