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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 29 August 2023 - onwards
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404C. Enforcement

The following provisions -

(a) Part 14 (disciplinary measures), and

(b) so much of this Act as relates to any provision of that Part,

(which, subject to section 415AA(1), apply only in relation to authorised persons) are also to apply in relation to relevant firms which are not (or are no longer) authorised persons.

Comparing proposed amendment...