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Version date: 12 March 2009 - onwards
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Schedule 2, Part I Regulated activities: general (paras. 1-9)

Section 22(2).

General

1. The matters with respect to which provision may be made under section 22(1) in respect of activities include, in particular, those described in general terms in this Part of this Schedule.

Dealing in investments

2.

(1) Buying, selling, subscribing for or underwriting investments or offering or agreeing to do so, either as a principal or as an agent.

(2) In the case of an investment which is a contract of insurance, that includes carrying out the contract.

Arranging deals in investments

3. Making, or offering or agreeing to make -

(a) arrangements with a view to another person buying, selling, subscribing for or underwriting a particular investment;

(b) arrangements with a view to a person who participates in the arrangements buying, selling, subscribing for or underwriting investments.

Deposit taking

4. Accepting deposits.

Safekeeping and administration of assets

5.

(1) Safeguarding and administering assets belonging to another which consist of or include inve

Comparing proposed amendment...