1. UK Financial Services Law
  2. Legislation (UK)
  3. Acts
  4. 2000
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  1. Financial Services and Markets Act 2000 (c. 8) (FSMA 2000)
  2. Part XXIII Public Record, Disclosure of Information and Co-operation (ss. 347-354H)
  3. Provision of information to ESMA, the Commission and other EEA States (ss. 354D-354H)
  4. 354G. Information under the UCITS directive
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Version status: Omitted | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
  Version 2 of 2    

354G. Information under the UCITS directive

Omitted from 31 December 2020

(1) The FCA must give the Commission and ESMA -

(a) information about any general difficulties which UK UCITS (within the meaning given in section 237(3) [The definition was inserted by S.I. 2011/1613 and amended by S.I. 2013/1388.]) encounter in marketing their units in a country or territory other than an EEA State; and

(b) the lists referred to in the third sub-paragraph of Article 52.4 of the UCITS directive [OJ No. L 302, 17.11.2009, p. 32-96.] (categories of bonds and of authorised issuers) and the notice required to be attached to those lists (specifying the status of guarantees offered).

(2) The Treasury must inform the Commission and ESMA -

(a) of the identity of the authority (or authorities) for the time being designated by the Treasury under Article 97.1 of the UCITS directive (designation of authorities competent to carry out duties under that directive);

(b) if more than one authority is designated, of the division of responsibilities between them; and

(c) of the nam

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