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Part IA The Regulators (ss. 1A-3T)

Comparing proposed amendment...
Chapter 1 The Financial Conduct Authority (ss. 1A-1T)
The Financial Conduct Authority (s. 1A)
In force
1A. The Financial Conduct Authority
The FCA's general duties (ss. 1B-1E)
In force
1B. The FCA's general duties
In force
1C. The consumer protection objective
In force
1D. The integrity objective
In force
1E. The competition objective
In force
1EB. Competitiveness and growth objective
Interpretation of terms used in relation to FCA's general duties (ss. 1F-1I)
In force
1F. Meaning of "relevant markets" in strategic objective
In force
1G. Meaning of "consumer"
In force
1H. Further interpretative provisions for sections 1B to 1G
In force
1I. Meaning of "the UK financial system"
Modifications applying if core activity not regulated by PRA (s. 1IA)
In force
1IA. Modifications applying if core activity not regulated by PRA
Power to amend objectives (s. 1J)
In force
1J. Power to amend objectives
Recommendations (ss. 1JA)
In force
1JA. Recommendations by Treasury in connection with general duties
Guidance about objectives (s. 1K)
In force
1K. Guidance about objectives
Supervision, monitoring and enforcement (s. 1L)
In force
1L. Supervision, monitoring and enforcement
Arrangements for consulting practitioners and consumers (ss. 1M-1RA)
In force
1M. The FCA's general duty to consult
In force
1MA. Composition of Panels
In force
1N. The FCA Practitioner Panel
In force
1O. The Smaller Business Practitioner Panel
In force
1P. The Markets Practitioner Panel
In force
1Q. The Consumer Panel
In force
1QA. The Listing Authority Advisory Panel
In force
1R. Duty to consider representations made by the Panels
In force
1RA. Statement of policy on panel appointments
Requirements for public consultation (s. 1RB)
In force
1RB. Requirements in connection with public consultations
Reviews (ss. 1S-1T)
In force
1S. Reviews
In force
1T. Right to obtain documents and information
Chapter 2 The Prudential Regulation Authority (ss. 2A-2P)
The Prudential Regulation Authority (s. 2A-2AB)
In force
2A. The Prudential Regulation Authority
In force
2AB. Functions of the PRA
The PRA's general duties (ss. 2B-2J)
In force
2B. The PRA's general objective
In force
2C. Insurance objective
In force
2D. Power to provide for additional objectives
In force
2E. Strategy
In force
2F. Interpretation of references to objectives
In force
2G. Limit on effect of sections 2B to 2D
In force
2H. Secondary objectives and duty to have regard to regulatory principles
In force
2I. Guidance about objectives
In force
2J. Interpretation of Chapter 2
Supervision (s. 2K)
In force
2K. Arrangements for supervision of PRA-authorised persons
Arrangements for consulting practitioners (ss. 2L-2NA)
In force
2L. The PRA's general duty to consult
In force
2LA. Composition of Panels
In force
2M. The PRA Practitioner Panel
In force
2MA. The Insurance Practitioner Panel
In force
2N. Duty to consider representations
In force
2NA. Statement of policy on panel appointments
Requirements for public consultation (s. 2NB)
In force
2NB. Requirements in connection with public consultations
Reviews (ss. 2O-2P)
Omitted
2O. Reviews
Omitted
2P. Right to obtain documents and information
Chapter 3 Further provisions relating to FCA and PRA (ss. 3A-3T)
Introductory (s. 3A)
In force
3A. Meaning of "regulator"
Regulatory principles (s. 3B)
Partly in force
3B. Regulatory principles to be applied by both regulators
Corporate governance (s. 3C)
In force
3C. Duty to follow principles of good governance
Relationship between FCA and PRA (ss. 3D-3H)
In force
3D. Duty of FCA and PRA to ensure co-ordinated exercise of functions
In force
3E. Memorandum of understanding
In force
3F. With-profits insurance policies
In force
3G. Power to establish boundary between FCA and PRA responsibilities
In force
3H. Parliamentary control of orders under section 3G
Power of PRA to restrain proposed action by FCA (ss. 3I-3L)
In force
3I. Power of PRA to require FCA to refrain from specified action
In force
3J. Power of PRA in relation to with-profits policies
In force
3K. Revocation of directions under section 3I or 3J
In force
3L. Further provisions about directions under section 3I or 3J
Directions relating to consolidated supervision (ss. 3M-3P)
In force
3M. Directions relating to consolidated supervision of groups
In force
3N. Revocation of directions under section 3M
In force
3O. Further provisions about directions under section 3M
In force
3P. Consultation by regulator complying with direction
Co-operation with Bank of England (s. 3Q)
In force
3Q. Co-operation by FCA with Bank of England
Arrangements for provision of services (s. 3R)
In force
3R. Arrangements for provision of services
Rules (ss. 3RA-3RE)
In force
3RA. Duty of FCA and PRA to review rules
In force
3RB. Statement of policy relating to review of rules
In force
3RC. Requirement to review specified rules
In force
3RD. Report on certain reviews
In force
3RE. Power of Treasury to require making of rules by regulations
Enhancing public understanding of financial matters etc. (s. 3S)
Omitted
3S. The consumer financial education body
Interpretation (s. 3T)
In force
3T. Interpretation