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Chapter IIA Performance of Functions of Recognised Bodies (ss. 309A-309Z8)

Comparing proposed amendment...
Relevant recognised bodies (s. 309A)
Partly in force
309A. Recognised bodies to which this Chapter applies
Prohibition (ss. 309B-309F)
Partly in force
309B. Part 18 prohibition orders
Partly in force
309C. Procedure for making Part 18 prohibition orders
Partly in force
309D. Varying and withdrawing Part 18 prohibition orders
Partly in force
309E. Offence of breaching prohibition
Partly in force
309F. Duty in relation to prohibited individuals
Approval (s. 309G-309X)
Partly in force
309G. Requirement for approval
Partly in force
309H. Rules under section 309G(3): transitional provision
Partly in force
309I. Applications for approval
Partly in force
309J. Vetting by relevant recognised bodies
Partly in force
309K. Determining applications: power to grant approval
Partly in force
309L. Determining applications: period for approval
Partly in force
309M. Determining applications: further procedure
Partly in force
309N. Changes in responsibilities
Partly in force
309O. Withdrawing approval
Partly in force
309P. Procedure for withdrawing approval
Partly in force
309Q. Varying approval at request of relevant recognised body
Partly in force
309R. Varying approval on the appropriate regulator's initiative
Partly in force
309S. Statement of policy on approval
Partly in force
309T. Breach of statutory duty by relevant recognised bodies
Partly in force
309U. Power to impose penalties
Partly in force
309V. Procedure for imposing penalties
Partly in force
309W. Statement of policy on penalties
Partly in force
309X. Procedure for statement of policy on penalties
Certification of employees (ss. 309Y-309Z)
Partly in force
309Y. Certification of employees by relevant recognised bodies
Partly in force
309Z. Issuing certificates
Rules of conduct (s. 309Z1)
Partly in force
309Z1. Rules of conduct
Disciplinary action by appropriate regulator (ss. 309Z2--309Z6)
Partly in force
309Z2. Power to take disciplinary action for misconduct
Partly in force
309Z3. Meaning of "misconduct"
Partly in force
309Z4. Procedure for disciplinary action
Partly in force
309Z5. Statement of policy about disciplinary action
Partly in force
309Z6. Procedure for statement of policy about disciplinary action
Interpretation (s. 309Z7)
Partly in force
309Z7. Interpretation of Chapter 2A
Application of this Chapter to credit rating agencies  (s. 309Z8)
Partly in force
309Z8. Power to apply this Chapter to credit rating agencies