Table of Contents
Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001 [SI 2001 No. 3649]Introductory TextPart 1 Introductory (arts. 1-3)Article 1 Citation, commencement and transitional provisionsArticle 2 InterpretationArticle 3 The principal repeals and revocationsPart 2 Amendments to the Companies Legislation (arts. 4-101)Companies Act 1985 (c. 6) (arts. 4-37)Article 4 Membership of holding companyArticle 5 Meaning of "offer to the public"Article 6 Purchase by company of its own shares: definition of "off-market" and "market" purchaseArticle 7 Duty of company as to issue of certificatesArticle 8 Disclosure of interests in shares: interests to be disclosedArticle 9 Disclosure of interests in shares: interests to be disregardedArticle 10 Disclosure of interests in shares: interpretationArticle 11 Limitations on exemptions for small and medium-sized companies in relation to accounts etc.Article 12 Limitations on exemptions for small and medium-sized groupsArticle 13 Limitations on exemptions for dormant companiesArticle 14 Cases where exemptions not availableArticle 15 Summary financial statements by listed public companiesArticle 16 Meaning of "banking partnership"Article 17 Other distributions by investment companiesArticle 18 Realised profits of an insurance company with long term businessArticle 19 Exceptions to rules relating to substantial property transactions involving directorsArticle 20 Duty of company to notify recognised investment exchange of certain matters concerning directors notified to the companyArticle 21 Investigation of share dealingArticle 22 Provision for security of information obtainedArticle 23 Punishment for destroying etc documents of an authorised insurance companyArticle 24 Disclosure of information by inspectorsArticle 25 Production of documents subject to customer confidentialityArticle 26 Companies to which section 460 appliesArticle 27 Application of section 720 to insurersArticle 28 References to the Companies Acts in certain provisions to include references to the Financial Services and Markets Act 2000Article 29 Meaning of "offer to the public", banking company", "insurance company" and "authorised insurance company"Article 30 Interpretation of the 1985 ActArticle 31 Table of defined expressionsArticle 32 Form and content of company accountsArticle 33 Disclosure of information: emoluments and other benefits of directors and othersArticle 34 Form and content of company accounts: small companiesArticle 35 Meaning of "deposit-taking business", "chief executive" and "manager"Article 36 Form and content of accounts of insurance companies and groupsArticle 37 Share dealing by directors etc.: supplementary provisionCompanies Consolidation (Consequential Provisions) Act 1985 (c. 9) (art. 38)Article 38 Repeal of spent provisionsCompany Directors Disqualification Act 1986 (c. 46) (art. 39)Article 39 Disqualification after investigation of companyCompanies (Northern Ireland) Order 1986 (S.I. 1986/1032 (N.I. 6)) (arts. 40-73)Article 40 Interpretation of the 1986 OrderArticle 41 Table of defined expressionsArticle 42 References to the Companies Orders in certain provisions to include references to the Financial Services and Markets Act 2000Article 43 Meaning of "offer to the public", "banking company", "insurance company" and "authorised insurance company"Article 44 Membership of holding companyArticle 45 Repeal of unnecessary provisionsArticle 46 Purchase by company of its own shares: definition of "off-market" and "market" purchaseArticle 47 Duty of company as to issue of certificatesArticle 48 Disclosure of interests in shares: interests to be disclosedArticle 49 Disclosure of interests in shares: interests to be disregardedArticle 50 Disclosure of interests in shares: interpretationArticle 51 Limitations on exemptions for small and medium-sized companies in relation to accounts etc.Article 52 Limitations on exemptions for small and medium-sized groupsArticle 53 Limitations on exemptions for dormant companiesArticle 54 Cases where exemptions not availableArticle 55 Summary financial statements by listed public companiesArticle 56 Meaning of "banking partnership"Article 57 Other distributions by investment companiesArticle 58 Realised profits of an insurance company with long term businessArticle 59 Exceptions to rules relating to substantial property transactions involving directorsArticle 60 Duty of company to notify recognised investment exchange of certain matters concerning directors notified to the companyArticle 61 Investigation of share dealingArticle 62 Provision for security of information obtainedArticle 63 Punishment for destruction etc. of company documentsArticle 64 Disclosure of information by inspectorsArticle 65 Production of documents subject to customer confidentialityArticle 66 Companies to which Article 453 appliesArticle 67 Application of Article 669 to insurersArticle 68 Form and content of company accountsArticle 69 Disclosure of information: emoluments and other benefits of directors and othersArticle 70 Form and content of company accounts: small companiesArticle 71 Meaning of deposit-taking business, chief executive and managerArticle 72 Form and content of accounts of insurance companies and groupsArticle 73 Share dealing by directors etc.: supplementary provisionCompanies Consolidation (Consequential Provisions) (Northern Ireland) Order 1986 (S.I. 1986/1035 (N.I. 9)) (art. 74)Article 74 Repeal of spent provisionsThe Companies Act 1989 (c. 40) (arts. 75-90)Article 75 Repeal of spent or unnecessary provisionsArticle 76 Requests for assistance by overseas regulatory authoritiesArticle 77 Exceptions from restrictions on disclosure of informationArticle 78 Exercise of powers in relation to Northern IrelandArticle 79 Change in default rules of recognised investment exchange and clearing houseArticle 80 Duty to report on completion of default proceedingsArticle 81 Power to give directionsArticle 82 Application to determine whether default proceedings to be takenArticle 83 Application of certain provisions for purposes of Part 7Article 84 Application of Part 7 in relation to overseas investment exchanges and clearing housesArticle 85 Power to make provision about certain charges other than market chargesArticle 86 Power to apply sections 177 to 180 to other casesArticle 87 Indemnity for certain actsArticle 88 Power of Treasury and Secretary of State to make further provision for purposes of Part 7Article 89 Definitions for purposes of Part 7Article 90 Transfer of securitiesThe Companies (Northern Ireland) Order 1989 (S.I. 1989/2404 (N.I. 18)) (art. 91)Article 91 Disqualification after investigation of companyThe Companies (No.2) (Northern Ireland) Order 1990 (S.I. 1990/1504 (N.I. 10)) (arts. 92-101)Article 92 Repeal of spent or unnecessary provisionsArticle 93 Duty to report on completion of default proceedingsArticle 94 Power to give directionsArticle 95 Application to determine whether default proceedings to be takenArticle 96 Application of Part 5 in relation to overseas investment exchanges and clearing housesArticle 97 Power to make provision about certain charges other than market chargesArticle 98 Power to apply Articles 99 to 102 to other casesArticle 99 Indemnity for certain actsArticle 100 Power of Secretary of State to make further provision for purposes of Part 5Article 101 Definitions for purposes of Part 5Part 3 Enactments relating to Pensions (arts. 102-160)Fire Services Act 1947 (c. 41) (art. 102)Article 102 Information in connection with firemen's pensionsJudicial Pensions Act (Northern Ireland) 1951 (c. 20) (art. 103)Article 103 Additional voluntary contributionsCounty Courts Act (Northern Ireland) 1959 (c. 25) (art. 104)Article 104 Additional voluntary contributionsResident Magistrates' Pensions Act (Northern Ireland) 1960 (c. 2) (art. 105)Article 105 Additional voluntary contributionsSuperannuation Act 1972 (c. 11) (art. 106-108)Article 106 Authorised providers in relation to superannuation schemes for civil servants etc.Article 107 Authorised providers in relation to superannuation schemes for teachersArticle 108 Authorised providers in relation to superannuation schemes for persons engaged in health services, etc.Police Pensions Act 1976 (c. 35) (art. 109)Article 109 Information in connection with police officers' pensionsJudicial Pensions Act 1981 (c. 20) (art. 110)Article 110 Voluntary contributions by members of judicial pension schemeJudicial Pensions (Northern Ireland) Order 1991 (S.I. 1991/2631 (N.I. 24)) (art. 111)Article 111 Judicial pensions: transfer of accrued benefitsJudicial Pensions and Retirement Act 1993 (c. 8) (arts. 112-115)Article 112 Voluntary contributions by persons to whom Part 1 of the Act appliesArticle 113 Retirement date for holders of judicial offices etc: repeal of references to old tribunalsArticle 114 Judicial pensions: transfer of accrued benefitsArticle 115 Repeal of spent amendmentsPension Schemes Act 1993 (c. 48) (arts. 116-128)Article 116 Discharge of liability where guaranteed minimum pension secured by insurance policies or annuity contractsArticle 117 Ways of giving effect to the protected rights: the pension and annuity requirementsArticle 118 Discharge of protected rights on winding up: insurance policiesArticle 119 Alteration of rules of appropriate schemes: permitted form of schemeArticle 120 Entitlement to guaranteed minimum pensions: treatment of entitlementsArticle 121 Ways of taking rights to cash equivalent: members of occupational pension schemesArticle 122 Cash equivalent: authorised purposes for transfer noticeArticle 123 Procedure on an investigation by the Pensions OmbudsmanArticle 124 Disclosure of information by the Secretary of StateArticle 125 Determination of questions by Secretary of StateArticle 126 Interpretation of expressions relating to insuranceArticle 127 Interpretation: Financial Services Compensation SchemeArticle 128 Consultation on regulations concerning pension business of friendly societiesPension Schemes (Northern Ireland) Act 1993 (c. 49) (arts. 129-138)Article 129 Discharge of guaranteed minimum pension secured by insurance policies or annuity contractsArticle 130 Ways of giving effect to the protected rights: the pension and annuity requirementsArticle 131 Discharge of protected rights on winding up: insurance policiesArticle 132 Alteration of rules of appropriate schemes: permitted form of schemeArticle 133 Ways of taking rights to cash equivalent: members of occupational pension schemesArticle 134 Cash equivalent: authorised purposes for transfer noticeArticle 135 Procedure on an investigation by the Pensions OmbudsmanArticle 136 Disclosure of information by the DepartmentArticle 137 Interpretation of expressions relating to insuranceArticle 138 Consultation on regulations concerning pension business of friendly societiesPensions Act 1995 (c. 26) (arts. 139-149)Article 139 Occupational pension scheme under a trust: power of investment and delegationArticle 140 Choice of investments by trustees of occupational pension scheme under a trust: meaning of "proper advice"Article 141 Restriction on employer-related investmentsArticle 142 Advisers for occupational pension schemesArticle 143 Receipts, record and payments: duties of pension trustees and othersArticle 144 Salary related occupational pension schemes: discharge of liabilities by insurance etcArticle 145 Borrowing power of Compensation BoardArticle 146 Disclosure of information by the Occupational Pensions Regulatory AuthorityArticle 147 Disclosure of information to Compensation BoardArticle 148 Disclosure of information concerning public service pension schemesArticle 149 Repeal of spent amendments by Pensions Act 1995 to other legislationPensions (Northern Ireland) Order 1995 (S.I. 1995/3213 (N.I. 22)) (arts. 150-158)Article 150 Occupational pension scheme under a trust: power of investment and delegationArticle 151 Choice of investments by trustees of occupational pension scheme under a trust: meaning of "proper advice"Article 152 Restriction on employer-related investmentsArticle 153 Advisers for occupational pension schemesArticle 154 Receipts, record and payments: duties of pension trustees and othersArticle 155 Disclosure of information by the Occupational Pensions Regulatory AuthorityArticle 156 Disclosure of information to Compensation BoardArticle 157 Disclosure of information concerning public service pension schemesArticle 158 Repeal of spent amendments by Pensions (Northern Ireland) Order 1995 to other legislationWelfare Reform and Pensions Act 1999 (c. 30) (art. 159)Article 159 Pension credits: qualifying arrangementsWelfare Reform and Pensions (Northern Ireland) Order 1999 (S.I. 1999/3147 (N.I. 11)) (art. 160)Article 160 Pension credits: qualifying arrangementsPart 4 Enactments relating to the Bank of England (arts. 161-164)Bank of England Act 1998 (c. 11) (arts. 161-164)Article 161 Power of Bank of England to require undertakings to provide informationArticle 162 Repeal of spent provisions relating to transfer of functions from the Bank to the Authority etc.Article 163 Cash ratio depositsArticle 164 Restriction on disclosure of informationPart 5 Amendments to the Consumer Credit Act 1974 (c. 39) (arts. 165-177)Article 165 Exempt agreementsArticle 166 Standard licencesArticle 167 Fitness of licenseesArticle 168 Conduct of Consumer Credit Act businessArticle 169 The register maintained under the Consumer Credit Act 1974Article 170 Enforcement of agreements made by unlicensed traderArticle 171 Appeals to the Secretary of StateArticle 172 Conduct of business regulationsArticle 173 Enforcement of agreements made by unlicensed traderArticle 174 Regulated agreements made on introductions by unlicensed credit-brokersArticle 175 Restriction on disclosure of informationArticle 176 InterpretationArticle 177 Meaning of "consumer credit EEA firm"Part 6 Enactments Relating to Mutual Societies (arts. 178-215)Chapter I Primary legislation (arts. 178-209)Superannuation and Other Trust Funds (Validation) Act 1927 (c. 41) (art. 178)Article 178 Amendments consequential on dissolution of Registrar of Friendly SocietiesIndustrial and Provident Societies Act 1965 (c. 12) (arts. 179-182)Article 179 Cancellation of registration of societyArticle 180 Advertising dissolution of societyArticle 181 Power to make regulationsArticle 182 Depositing of documentsIndustrial and Provident Societies Act 1967 (c. 48) (art. 183)Article 183 References to regulations made by TreasuryFriendly and Industrial and Provident Societies Act 1968 (c. 55) (arts. 184-185)Article 184 Power of societies to disapply obligation to appoint auditorsArticle 185 InterpretationFriendly Societies Act 1974 (c. 46) (arts. 186-190)Article 186 Power of societies to disapply obligation to appoint auditorsArticle 187 References to Chief Registrar etc.Article 188 Regulations with respect to registration and procedureArticle 189 Advertising dissolution of societyArticle 190 Requirements for rules of registered societiesCredit Unions Act 1979 (c. 34) (arts. 191-193)Article 191 General prohibition on deposit takingArticle 192 Insurance against fraud or other dishonestyArticle 193 Definition of "authorised bank"Building Societies Act 1986 (c. 53) (arts. 194-200)Article 194 Lending limit for building societiesArticle 195 Restrictions on powers of building societiesArticle 196 Transfers of business by building society to companyArticle 197 Financial institution becoming subsidiary of building societyArticle 198 Definition of "institution" and "deposit"Article 199 Repeal of unnecessary provisions etc.Article 200 Application of companies insolvency legislation to building societiesFriendly Societies Act 1992 (c. 40) (arts. 201-209)Article 201 Transfers of engagementsArticle 202 Law applicable to contracts of insuranceArticle 203 Miscellaneous amendmentsArticle 204 Form of documentsArticle 205 Interpretation of the Friendly Societies Act 1992Article 206 Transfer of engagements: margin of solvencyArticle 207 Transfer of engagements: general businessArticle 208 Transfer of engagements: long term businessArticle 209 Transfer of engagements: interpretationChapter II subordinate legislation (arts. 210-215)Enactments relating to friendly societies (arts. 210-211)Article 210 Revocation of redundant provisionsArticle 211 Revocation of references to dissolved bodies, repealed legislation etc.Enactments relating to building societies (arts. 212-214)Article 212 Revocation of redundant provisionsArticle 213 Revocation or amendment of references to dissolved bodies, repealed legislation etc.Article 214 Building Societies (Deferred Shares) Order 1991Enactments relating to industrial and provident societies and credit unions (art. 215)Article 215 Revocation of redundant provisionsPart 7 Enactments Relating to Scotland (arts. 216-263)Chapter I Primary legislation (arts. 216-235)Agricultural Credits (Scotland) Act 1929 (19&20 Geo. V c. 13) (arts. 216-217)Article 216 Repeal of redundant provisionArticle 217 Definition of "Bank"Local Government (Scotland) Act 1973 (c. 65) (arts. 218-220)Article 218 Meaning of "securities"Article 219 Contracts deemed to be insurance policiesArticle 220 Meaning of "securities"National Health Service (Scotland) Act 1978 (c. 29) (art. 221)Article 221 Financial Services and Markets Act 2000 disapplied to certain health service schemesSolicitors (Scotland) Act 1980 (c. 46) (arts. 222-223)Article 222 Specification of banks where solicitors may keep accountsArticle 223 Meaning of "authorised insurer"Bankruptcy (Scotland) Act 1985 (c. 66) (arts. 224-225)Article 224 Petitions for sequestration under Financial Services and Markets Act 2000Article 225 Meaning of "appropriate bank or institution"Housing (Scotland) Act 1987 (c. 26) (arts. 226-227)Article 226 Definition of "bank"Article 227 Local authority indemnity for building societies: consultation requirementsThe Criminal Justice (Scotland) Act 1987 (c. 41) (art. 228)Article 228 Competent authorities for receipt of informationSelf-Governing Schools etc. (Scotland) Act 1989 (c. 39) (art. 229)Article 229 Specification of banks and investmentsEnterprise and New Towns (Scotland) Act 1990 (c. 35) (art. 230)Article 230 Exclusion from financial promotion restrictionLaw Reform (Miscellaneous Provisions) (Scotland) Act 1990 (c. 40) (arts. 231-233)Article 231 Definition of "relevant institution"Article 232 Definition of "recognised financial institution"Article 233 Meaning of "executry services"Criminal Law (Consolidation) (Scotland) Act 1995 (c. 39) (art. 234)Article 234 Competent authorities for the receipt of informationAdults with Incapacity (Scotland) Act 2000 (asp 4) (art. 235)Article 235 Persons capable of giving "proper advice"Chapter II Secondary legislation (arts. 236-263)The Banking Appeal Tribunal (Scottish Appeals) (art. 236)Article 236 Revocation of instruments made under the Banking Act 1987Local Government Superannuation (Scotland) Regulations 1987 (S.I. 1987/1850) (arts. 237-238)Article 237 Actionable loss arising from pension mis-sellingArticle 238 Use and investment of superannuation funds' moneysThe Teachers' Superannuation (Scotland) Regulations 1992 (S.I. 1992/280) (art. 239)Article 239 Meaning of "reference banks"The Brechin and Bridge of Dun Light Railway Order 1992 (S.I. 1992/1267) (art. 240)Article 240 Meaning of "insurer"The Non-Domestic Rating (Payment of Interest) (Scotland) Regulations 1992 (S.I. 1992/2184 (S. 218)) (art. 241)Article 241 Definition of "reference banks"The Registered Housing Associations (Accounting Requirements) (Scotland) Order 1993 (S.I. 1993/487 (S. 52)) (art. 242)Article 242 Meaning of "listed investment"The Criminal Justice (Scotland) Act 1987 (Crown Servants and Regulators etc.) Regulations 1994 (S.I. 1994/1808) (S.80)) (art. 243)Article 243 Exemption from obligation to disclose knowledge or suspicion of money launderingThe National Health Service Superannuation Scheme (Scotland) Regulations 1995 (S.I. 1995/365) (art. 244)Article 244 Actionable loss arising from pension mis-sellingThe Charities (Dormant Accounts) (Scotland) Regulations 1995 (S.I. 1995/2056) (art. 245)Article 245 Prescribed "relevant institutions"The Acquisition of Land (Rate of Interest After Entry) (Scotland) Regulations 1995 (S.I. 1995/2791) (S.206)) (art. 246)Article 246 Definition of reference banksThe Teachers' Superannuation (Additional ffoluntary Contributions) (Scotland) Regulations 1995 (S.I. 1995/2814) (art. 247)Article 247 Meaning of "insurer"The Fossil Fuel Levy (Scotland) Regulations 1996 (S.I. 1996/293) (art. 248)Article 248 Investment of sums collectedThe Independent Qualified Conveyancers (Scotland) Regulations 1997 (S.I. 1997/316) (S.20)) (art. 249)Article 249 Meaning of "banks" and "recognised financial institution"The Executry Practitioners (Scotland) Regulations 1997 (S.I. 1997/317) (S.21)) (art. 250)Article 250 Meaning of "bank" and "recognised financial institution"The Local Government Pension Scheme (Scotland) Regulations 1998 (S.I. 1998/366) (arts. 251-254)Article 251 Meaning of "authorised insurer" and "relevant institution"Article 252 Actionable loss arising from pensions mis-sellingArticle 253 Appropriate annuity contracts etc.Article 254 Definition of termsThe National Health Service Superannuation Scheme (Scotland) (Additional Voluntary Contributions) Regulations 1998 (S.I. 1998/1451) (S.75)) (art. 255)Article 255 Meaning of "insurance company"The Local Government Pension Scheme (Management and Investment of Funds) (Scotland) Regulations 1998 (S.I. 1998/2888) (S.168)) (arts. 256-259)Article 256 Definitions of termsArticle 257 Meaning of "investment"Article 258 Meaning of "investment manager"Article 259 Limits on investments and other definitionsThe Registered Housing Associations (Accounting Requirements) (Scotland) Order 1999 (S.I. 1999/1073) (art. 260)Article 260 Listed investments shown on balance sheetThe Scotland Act 1998 (Transitory and Transitional Provisions) (Scottish Parliamentary Pension Scheme) Order 1999 (S.I. 1999/1082) (art. 261)Article 261 Additional voluntary contributionsThe Scotland Act 1998 (Functions Exercisable in or as Regards Scotland) Order 1999 (S.I. 1999/1748) (art. 262)Article 262 Revocation of redundant provisionThe European Communities (Lawyer's Practice) (Scotland) Regulations 2000 (S.I. 2000/121) (art. 263)Article 263 Application of Part 20 of the Financial Services and Markets Act 2000 to European lawyersPart 8 Miscellaneous Amendments to Primary Legislation (arts. 264-364)Lloyd's Act 1871 (c. 21) (art. 264)Article 264 Functions to be exercised by the AuthorityBankers' Books Evidence Act 1879 (c. 11) (arts. 265-266)Article 265 Meaning of "bank" etc.Article 266 Meaning of "legal proceedings"Agricultural Credits Act 1928 (c. 43) (art. 267)Article 267 Agricultural charges on farming stock and assetsTrustee Investments Act 1961 (c. 62) (arts. 268-269)Article 268 Power of Treasury to give directions in relation to local authority investment schemesArticle 269 Manner of investmentStock Transfer Act 1963 (c. 18) (arts. 270-271)Article 270 Registered securities to which section 1 of the Act appliesArticle 271 Meaning of "securities": units of a collective investment schemeStock Transfer Act (Northern Ireland) 1963 (c. 24) (arts. 272-273)Article 272 Registered securities to which section 1 of the Act appliesArticle 273 Meaning of "securities": units of a collective investment schemeParliamentary Commissioner Act 1967 (c. 13) (arts. 274-275)Article 274 Bodies no longer subject to investigationArticle 275 Functions of administrative staff of certain tribunals subject to investigation by CommissionerLocal Authorities' Mutual Investment Trust Act 1968 (c. 25) (arts. 276-277)Article 276 Meaning of "securities"Article 277 InterpretationTheft Act 1968 (c. 60) (art. 278)Article 278 Obtaining a money transfer by deception: interpretationTheft Act (Northern Ireland) 1969 (c. 16) (art. 279)Article 279 Obtaining a money transfer by deception: interpretationEmployers' Liability (Compulsory Insurance) Act 1969 (c. 57) (art. 280)Article 280 Insurance against liability for employees: meaning of authorised insurerLocal Government Act 1972 (c. 70) (arts. 281-283)Article 281 Restrictions on voting: interpretationArticle 282 Insurance by local authorities against accidents to membersArticle 283 Insurance against accidents to voluntary assistantsFair Trading Act 1973 (c. 41) (arts. 284-285)Article 284 Exclusions from Part 11 of the Fair Trading Act 1973Article 285 Restrictions on disclosure of informationSolicitors Act 1974 (c. 47) (art. 286)Article 286 Meaning of "authorised insurer"House of Commons Disqualification Act 1975 (c. 24) (art. 287)Article 287 Repeal of spent disqualificationsNorthern Ireland Assembly Disqualification Act 1975 (c. 25) (art. 288)Article 288 Repeal of spent disqualificationsThe Stock Exchange (Completion of Bargains) Act 1976 (c. 47) (art. 289)Article 289 Acquisition and disposal of securities by trustees etc.Senior Courts Act 1981 (c. 54) (arts. 290-291)Article 290 Attachment of debtsArticle 291 Administrative expenses of garnishees and othersBetting and Gaming Duties Act 1981 (c. 63) (art. 292)Article 292 Saving of section 63 of the Financial Services Act 1986Duchy of Cornwall Management Act 1982 (c. 47) (art. 293)Article 293 Bank accounts in the name of the DuchyCounty Courts Act 1984 (c. 28) (arts. 294-296)Article 294 Attachment of debtsArticle 295 Administrative expenses of garnishees and othersArticle 296 Meaning of "deposit-taking institution"Trustee Savings Banks Act 1985 (c. 58) (art. 297)Article 297 Transferees to be treated as included within certain categories of institutionAdministration of Justice Act 1985 (c. 61) (art. 298)Article 298 Meaning of "authorised insurer"Housing Act 1985 (c. 68) (arts. 299-300)Article 299 Lending institutions and savings institutionsArticle 300 Interpretation of the 1985 ActHousing Associations Act 1985 (c. 69) (arts. 301-302)Article 301 Agreements to indemnify certain lenders in England and Wales: consultation requirementsArticle 302 Agreements to indemnify certain lenders in Scotland: consultation requirementsInsolvency Act 1986 (c. 45) (arts. 303-307)Article 303 Further meaning of inability to pay debts where the company is a deposit takerArticle 304 Limitation on power to make administration orderArticle 305 Petition for winding-up by the Secretary of StateArticle 306 Winding-up on petition of the Authority: partnershipsArticle 307 Power to apply Parts 1 to 7 to former authorised institutionsCriminal Justice Act 1987 (c. 38) (art. 308)Article 308 Restriction on disclosure of information by members of Serious Fraud OfficeConsumer Protection Act 1987 (c. 43) (arts. 309-310)Article 309 Exclusion of offences under section 397 of the Financial Services and Markets Act 2000Article 310 Repeal of unnecessary provisionsAccess to Medical Reports Act 1988 (c. 28) (art. 311)Article 311 Access to medical reports: "insurance purposes"Road Traffic Act 1988 (c. 52) (arts. 312-314)Article 312 Notification of refusal of insurance on health groundsArticle 313 Requirements with respect to policies of insuranceArticle 314 Defined expressions: "authorised insurer"Water Act 1989 (c. 15) (arts. 315-316)Article 315 Listing particulars of nominated holding companiesArticle 316 Restriction on disclosure of informationLaw of Property (Miscellaneous Provisions) Act 1989 (c. 34) (art. 317)Article 317 Contracts to which section 2 of the 1989 Act does not applyLocal Government and Housing Act 1989 (c. 42) (art. 318)Article 318 Borrowing powers of local authoritiesNational Health Service and Community Care Act 1990 (c. 19) (art. 319)Article 319 Schemes for meeting losses and liabilities of certain health service bodiesContracts (Applicable Law) Act 1990 (c. 36) (art. 320)Article 320 Law applicable to a contract of insuranceCourts and Legal Services Act 1990 (c. 41) (arts. 321-327)Article 321 Authorisation of conveyancing practitionersArticle 322 Investigation of conveyancing practitionersArticle 323 Exceptions from restrictions on disclosure of information by the Authorised Conveyancing Practitioners BoardArticle 324 Board's power of interventionArticle 325 Preparation of papers for probateArticle 326 Judicial pensions: transfer of accrued benefitsArticle 327 Foreign lawyers: authorisation under Financial Services Act 1986Water Industry Act 1991 (c. 56) (art. 328)Article 328 Restriction on disclosure of informationWater Resources Act 1991 (c. 57) (art. 329)Article 329 Restriction on disclosure of informationThe Social Security Administration Act 1992 (c. 5) (art. 330)Article 330 Meaning of "qualifying lender"Local Government Act 1992 (c. 19) (art. 331)Article 331 Repeal of spent provisionTrade Union and Labour Relations (Consolidation) Act 1992 (c. 52) (arts. 332-333)Article 332 Application of section 99 of Friendly Societies Act 1992 to trade unionsArticle 333 Application of section 19 to employers' associationsTribunals and Inquiries Act 1992 (c.53) (arts. 334-338)Article 334 Concurrence required for removal of members of certain tribunalsArticle 335 Consultation on tribunal rulesArticle 336 Removal of unnecessary right of appealArticle 337 Power to amend or repeal certain provisionsArticle 338 Removal of references to old tribunalsCharities Act 1993 (c. 10) (art. 339)Article 339 Power to give directions about dormant bank accounts of charitiesCriminal Justice Act 1993 (c. 36) (arts. 340-342)Article 340 Penalties under implementing regulationsArticle 341 Insider dealing: special defencesArticle 342 Repeal of spent provisionsRailways Act 1993 (c.43) (arts. 343-344)Article 343 Restriction on disclosure of informationArticle 344 Definition of "securities"Finance Act 1994 (c.9) (arts. 345-346)Article 345 Insurance Premium Tax: Tax representativesArticle 346 Insurance Premium Tax: Contracts that are not taxableValue Added Tax Act 1994 (c.23) (arts. 347-348)Article 347 Supplies exempt from Value Added TaxArticle 348 Supplies exempt from Value Added Tax - FinancePolice Act 1996 (c. 16) (art. 349)Article 349 Determination of status of particular bodiesDamages Act 1996 (c. 48) (art. 350)Article 350 Enhanced protection for structured settlement annuitantsHousing Act 1996 (c. 52) (arts. 351-357)Article 351 Registration of social landlordsArticle 352 Removal of social landlord from registerArticle 353 Appeal against decision in relation to register of social landlordsArticle 354 Notice of agreed proposals where registered social landlord insolventArticle 355 Transfer of engagements of registered social landlordArticle 356 Removal of definition of "appropriate registrar"Article 357 Regulation of registered social landlordsSocial Security (Recovery of Benefits) Act 1997 (c.27) (art. 358)Article 358 Payments by insurersLocal Government and Rating Act 1997 (c. 29) (art. 359)Article 359 Repeal of spent provisionScotland Act 1998 (c. 46) (art. 360)Article 360 Functions of the Accountant in BankruptcyTerrorism Act 2000 (c. 11) (art. 361)Article 361 Meaning of "financial institution"Postal Services Act 2000 (c.26) (art. 362)Article 362 Meaning of "bank"Utilities Act 2000 (c. 27) (art. 363)Article 363 Restriction on disclosure of informationCriminal Justice and Police Act 2001 (c.16) (art. 364)Article 364 Repeal of unnecessary provisionsPart 9 Amendments to Secondary Legislation (arts. 365-610)The Superannuation and other Trust Funds (Qualifications of Actuaries) Regulations 1968 (S.I. 1968/1480) (art. 365)Article 365 Revocation of the 1968 RegulationsThe British Transport (Alteration of Pension Schemes) Order 1969 (S.I. 1969/1858) (art. 366)Article 366 Additional powers of investmentThe Employers' Liability (Defective Equipment and Compulsory Insurance) (Northern Ireland) Order 1972 (S.I. 1972/963 (N.I. 6)) (art. 367)Article 367 Insurance against liability for employees: meaning of authorised insurerThe Local Authority (Stocks and Bonds) Regulations 1974 (S.I. 1974/519) (art. 368)Article 368 Interpretation of the 1974 RegulationsThe Superannuation and other Trust Funds (fees) Regulations 1976 (S.I. 1976/354) (art. 369)Article 369 Revocation of the 1976 RegulationsThe National Savings Stock Register Regulations 1976 (S.I. 1976/2012) (art. 370)Article 370 MinorsThe Stock Exchange (Completion of Bargains) (Northern Ireland) Order 1977 (S.I. 1977/1254 (N.I. 21)) (art. 371)Article 371 Acquisition and disposal of securities by trustees etc.The British Railways Board (Winding up of Closed Pension Funds) Order 1978 (S.I. 1978/1358) (art. 372)Article 372 Interpretation of the 1978 Order: "insurer"The Road Traffic (Northern Ireland) Order 1981 (S.I. 1981/154 (N.I. 1)) (arts. 373-374)Article 373 Notification of refusal of insurance on health groundsArticle 374 Requirements with respect to policies of insuranceThe Consumer Credit (Agreements) Regulations 1983 (S.I. 1983/1553) (art. 375)Article 375 Interpretation of the 1983 Regulations: "contract of insurance"The Consumer Credit (Linked Transactions) (Exemptions) Regulations 1983 (S.I. 1983/1560) (art. 376)Article 376 Interpretation of the 1983 Regulations: "contract of insurance" and "deposit"The Insolvency Rules 1986 (S.I. 1986/1925) (arts. 377-381)Article 377 Authorised deposit-takers and former authorised deposit-takersArticle 378 The Scheme Manager of the Financial Services Compensation SchemeArticle 379 Additional Creditor MembersArticle 380 Debts not provable unless all other claims have been paid in fullArticle 381 Interpretation of "deposit-taker"The Police Pensions Regulations 1987 (S.I. 1987/257) (art. 382)Article 382 Mis-sold pensionsThe Personal Pension Schemes (Disclosure of Information) Regulations 1987 (S.I. 1987/1110) (art. 383)Article 383 Information about the scheme: illustrative estimates of cash equivalentsThe Consumer Protection (Northern Ireland) Order 1987 (S.I. 1987/2049 (N.I. 20)) (arts. 384-385)Article 384 Exclusion of offences under section 397 of the Financial Services and Markets Act 2000Article 385 Repeal of unnecessary provisionsThe Consumer Protection (Cancellation of Contracts Concluded Away From Business Premises) Regulations 1987 (S.I. 1987/2117) (art. 386)Article 386 Excepted contractsThe Insurance Companies (Assistance) Regulations 1987 (S.I. 1987/2130) (art. 387)Article 387 Revocation of the 1987 RegulationsThe Department of Trade and Industry (Fees) Order 1988 (S.I. 1988/93) (art. 388)Article 388 Fees in relation to insuranceThe Social Security (Payments on Account, Overpayments and Recovery) Regulations 1988 (S.I. 1988/664) (art. 389)Article 389 Conversion of payments by an authorised institutionThe Control of Misleading Advertisements Regulations 1988 (S.I. 1988/915) (art. 390)Article 390 Revocation of exception of communications by authorised persons or appointed representativesThe Service Charge Contributions (Authorised Investments) Order 1988 (S.I. 1988/1284) (art. 391)Article 391 Investment of sums standing to the credit of any trust fundThe Consumer Protection (Code of Practice for Traders on Price Indications) Approval Order 1988 (S.I. 1988/2078) (art. 392)Article 392 Definition of services and facilities: investment businessThe Personal Pension Schemes (Compensation) Regulations 1988 (S.I. 1988/2238) (arts. 393-395)Article 393 Interpretation of the 1988 RegulationsArticle 394 Meaning of "liable schemes"Article 395 Securing of liability for protected rights: prescribed requirementsThe Consumer Credit (Exempt Agreements) Order 1989 (S.I. 1989/869) (art. 396)Article 396 Exemption where the creditor is an authorised deposit takerThe Consumer Credit (Advertisements) Regulations 1989 (S.I. 1989/1125) (art. 397)Article 397 Interpretation of the 1989 RegulationsThe Banks (Administration Proceedings) Order 1989 (S.I. 1989/1276) (art. 398)Article 398 Application of Part II of the Insolvency Act 1986 to former authorised institutionsThe Financial Services (Authorised Unit Trust Scheme) (Certificate of Compliance) Regulations 1989 (S.I. 1989/1535) (art. 399)Article 399 Revocation of the 1989 RegulationsThe Insolvency (Northern Ireland) Order 1989 (S.I. 1989/2405 (N.I. 19)) (arts. 400-403)Article 400 Further meaning of inability to pay debts where the company is a deposit takerArticle 401 Limitation on power to make administration orderArticle 402 Petition for winding-up by the DepartmentArticle 403 Powers to apply Parts 2 to 7 to former authorised institutionsThe Fossil Fuel Regulations 1990 (S.I. 1990/266) (art. 404)Article 404 Investment of sums collectedThe Local Authorities (Capital Finance) (Approved Investments) Regulations 1990 (S.I. 1990/426) (arts. 405-406)Article 405 Interpretation of the 1990 RegulationsArticle 406 Investments Approved for the purposes of Part IV of the Local Government and Housing Act 1989The Local Authorities (Borrowing) Regulations 1990 (S.I. 1990 /767) (art. 407)Article 407 Loan instruments issued by local authoritiesThe Insurance Companies (Legal Expenses Insurance) Regulations 1990 (S.I. 1990/1159) (arts. 408-410)Article 408 Interpretation of the 1990 RegulationsArticle 409 Revocation of spent provisionArticle 410 Enforcement of the 1990 RegulationsThe Insurance Companies (Amendment) Regulations 1990 (S.I. 1990/1333) (art. 411)Article 411 Revocation of the 1990 RegulationsThe Non-Domestic Rating (Payment of Interest) Regulations 1990 (S.I. 1990/1904) (art. 412)Article 412 Meaning of "the reference banks"The Health and Personal Social Services (Northern Ireland) Order 1991 (S.I. 1991/194 (N.I. 1)) (art. 413)Article 413 Schemes for meeting losses and liabilities of certain health service bodiesThe Banks (Administration Proceedings) Order (Northern Ireland) 1991 (S.R. (NI) 1991/295) (art. 414)Article 414 Application of Part III of the Insolvency (Northern Ireland) Order 1989 to former authorised institutionsThe Financial Markets and Insolvency Regulations 1991 (S.I. 1991/880) (art. 415)Article 415 Meaning of "relevant investment"The Access to Personal Files and Medical Reports (Northern Ireland) Order 1991 (S.I. 1991/1707 (N.I. 14)) (art. 416)Article 416 Access to medical reports: "insurance purposes"The Bank Accounts Directive (Miscellaneous Banks) Regulations 1991 (S.I. 1991/2704) (art. 417)Article 417 Accounting requirements for authorised deposit takers not required to prepare accounts under Part VII of the Companies Act 1985The Registered Foreign Lawyers Order 1991 (S.I. 1991/2831) (art. 418)Article 418 Revocation of spent provisionThe Opencast Coal (Rate of Interest on Compensation) Order 1992 (S.I. 1992/46) (art. 419)Article 419 Meaning of 'the reference banks'The Firemen's Pension Scheme Order 1992 (S.I. 1992/129) (art. 420)Article 420 Actionable contravention giving rise to lossThe Serbia and Montenegro (United Nations Sanctions) Order 1992 (S.I. 1992/1302) (art. 421)Article 421 Assets of Serbia and Montenegro: definition of "investments"The Serbia and Montenegro (United Nations Sanctions) (Dependent Territories) Order 1992 (S.I. 1992/1303) (art. 422)Article 422 Assets of Serbia and Montenegro: definition of "investments"The Serbia and Montenegro (United Nations Sanctions) (Channel Islands) Order 1992 (S.I. 1992/1308) (art. 423)Article 423 Assets of Serbia and Montenegro: definition of "investments"The Child Support (Arrears, Interest and Adjustment of Maintenance Assessments) Regulations 1992 (S.I. 1992/1816) (art. 424)Article 424 Meaning of "the reference banks"The Local Government Superannuation (National Rivers Authority) Regulations 1992 (S.I. 1992/1991) (art. 425)Article 425 Meaning of "the reference banks"The Education (London Residuary Body) (Transfer of Functions and Property) (No. 2) Order 1992 (S.I. 1992/2257) (art. 426)Article 426 Meaning of "the reference banks"The Local Authorities (Funds) (England) Regulations 1992 (S.I. 1992/2428) (art. 427-428)Article 427 Meaning of "the reference banks"Article 428 Prescribed investmentsThe Levying Bodies (General) Regulations 1992 (S.I. 1992/2903) (art. 429)Article 429 Meaning of "the reference banks"The Local Authorities (Funds) (Wales) Regulations 1992 (S.I. 1992/2929) (arts. 430-431)Article 430 Meaning of "the reference banks"Article 431 Prescribed investmentsThe Value Added Tax (Cars) Order 1992 (S.I. 1992/3122) (art. 432)Article 432 Interpretation of the 1992 OrderThe Insurance Companies (Amendment) Regulations 1993 (S.I. 1993/174) (art. 433)Article 433 Revocation of the 1993 RegulationsThe Iraq (United Nations) (Sequestration of Assets) Order 1993 (S.I. 1993/1244) (art. 434-435)Article 434 Interpretation of the 1993 OrderArticle 435 Winding up of an authorised deposit taker or former authorised institutionThe Insurance Companies (Cancellation) Regulations 1993 (S.I. 1993/1327) (art. 436)Article 436 Revocation of the 1993 RegulationsThe Financial Services (Disclosure of Information) (Designated Authorities) (No. 7) Order 1993 (S.I. 1993/1826) (art. 437)Article 437 Revocation of unnecessary provisionThe Money Laundering Regulations 1993 (S.I. 1993/1933) (art. 438-443)Article 438 Interpretation of the 1993 RegulationsArticle 439 Meaning of "relevant financial business"Article 440 Accounts with deposit takers which constitute evidence of identityArticle 441 Responsibility of principal for record-keeping by appointed representativeArticle 442 Meaning of references to "supervisory authorities" in the 1993 RegulationsArticle 443 Persons who must disclose information indicating engagement in money launderingThe Libya (United Nations Sanctions) Order 1993 (S.I. 1993/2807) (art. 444)Article 444 Interpretation of article 12: assets of LibyaThe Libya (United Nations Sanctions) (Dependent Territories) Order 1993 (S.I. 1993/2808) (art. 445)Article 445 Interpretation of article 12: assets of LibyaThe Libya (United Nations Sanctions) (Channel Islands) Order 1993 (S.I. 1993/2811) (art. 446)Article 446 Interpretation of article 12: assets of LibyaThe Libya (United Nations Sanctions) (Isle of Man) Order 1993 (S.I. 1993/2812) (art. 447)Article 447 Interpretation of article 12: assets of LibyaThe Credit Unions (Authorised Investments) Order 1993 (S.I. 1993/3100) (art. 448)Article 448 Interpretation of the Schedule to the 1993 OrderThe Insurance Companies (Switzerland) Regulations 1993 (S.I. 1993/3127) (art. 449)Article 449 Revocation of the 1993 RegulationsThe Insurance Accounts Directive (Miscellaneous Insurance Undertakings) Regulations 1993 (S.I. 1993/3245) (art. 450)Article 450 Interpretation of the 1993 Regulations: qualifying bodiesThe Parliamentary Pensions (Additional Voluntary Contributions Scheme) Regulations 1993 (S.I. 1993/3252) (arts. 451-452)Article 451 Investment of additional voluntary contributionsArticle 452 Persons from whom pensions must be purchasedThe Traded Securities (Disclosure) Regulations 1994 (S.I. 1994/188) (arts. 453-454)Article 453 Interpretation of the 1994 RegulationsArticle 454 Requirements for recognition of overseas investment exchangesThe Financial Services (Disclosure of Information) (Designated Authorities) (No. 8) Order 1994 (S.I. 1994/340) (art. 455)Article 455 Revocation of unnecessary provisionThe Haiti (United Nations Sanctions) Order 1994 (S.I. 1994/1323) (art. 456)Article 456 Assets of Haiti: definition of "investments"The Haiti (United Nations Sanctions) (Dependent Territories) Order 1994 (S.I. 1994/1324) (art. 457)Article 457 Assets of Haiti: definition of "investments"The Haiti (United Nations Sanctions) (Channel Islands) Order 1994 (S.I. 1994/1325) (art. 458)Article 458 Assets of Haiti: definition of "investments"The Haiti (United Nations Sanctions) (Isle of Man) Order 1994 (S.I. 1994/1326) (art. 459)Article 459 Assets of Haiti: definition of "investments"The Insurance Companies Regulations 1994 (S.I. 1994/1516) (art. 460)Article 460 Revocation of the 1994 RegulationsThe Drug Trafficking Offences Act 1986 (Crown Servants and Regulators etc) Regulations 1994 (S.I. 1994/1757) (art. 461)Article 461 Revocation of references to person no longer performing regulatory functionsThe Insurance Premium Tax Regulations 1994 (S.I. 1994/1774) (arts. 462-463)Article 462 Interpretation of the 1994 RegulationsArticle 463 General representativesThe Friendly Societies (Insurance Business) Regulations 1994 (S.I. 1994/1981) (art. 464)Article 464 Revocation of the 1994 RegulationsThe Friendly Societies (Accounts and Related Provisions) Order 1994 (S.I. 1994/1983) (arts. 465-466)Article 465 Meaning of "policy holder"Article 466 Notes to annual accounts of friendly societiesThe Insolvent Partnerships Order 1994 (S.I. 1994/2421) (arts. 467-470)Article 467 Winding up of an insolvent partnership which is an authorised personArticle 468 Partnerships which are authorised persons: administration ordersArticle 469 Authorised deposit takers and former authorised institutions: restriction on presentation of bankruptcy petition by partnersArticle 470 Disqualification of a member of an insolvent partnership after investigationThe Insolvency Regulations 1994 (S.I. 1994/2507) (art. 471)Article 471 Interpretation of the 1994 RegulationsThe British Coal Staff Superannuation Scheme (Modification) Regulations 1994 (S.I. 1994/2576) (art. 472)Article 472 Meaning of "securities"The Mineworkers Pension Scheme (Modification) Regulations 1994 (S.I. 1994/2577) (art. 473)Article 473 Meaning of "securities"The Former Yugoslavia (United Nations Sanctions) Order 1994 (S.I. 1994/2673) (art. 474)Article 474 Assets of persons connected with Bosnian Serb controlled areas: definition of "investments"The Former Yugoslavia (United Nations Sanctions) (Channel Islands) Order 1994 (S.I. 1994/2675) (art. 475)Article 475 Assets of persons connected with Bosnian Serb controlled areas: definition of "investments"The Former Yugoslavia (United Nations Sanctions) (Isle Of Man) Order 1994 (S.I. 1994/2676) (art. 476)Article 476 Assets of persons connected with Bosnian Serb controlled areas: definition of "investments"The Teachers' Superannuation (Additional Voluntary Contributions) Regulations 1994 (S.I. 1994/2924) (art. 477)Article 477 Interpretation of the 1994 RegulationsThe Industry-wide Coal Staff Superannuation Scheme Regulations 1994 (S.I. 1994/2973) (art. 478)Article 478 Interpretation of the Trust Deed and Superannuation SchemeThe Industry-Wide Mineworkers' Pension Scheme Regulations 1994 (S.I. 1994/2974) (art. 479)Article 479 Interpretation of the Appendix to the 1994 RegulationsThe Charitable Institutions (Fund-raising) Regulations 1994 (S.I.1994/3024) (art. 480)Article 480 Interpretation of the 1994 Regulations: authorised deposit takerThe Insurance Companies (Amendment) Regulations 1994 (S.I. 1994/3132) (art. 481)Article 481 Revocation of the 1994 RegulationsThe Insurance Companies (Amendment No.2) Regulations 1994 (S.I. 1994/3133) (art. 482)Article 482 Revocation of the 1994 RegulationsThe National Health Service Pension Scheme Regulations 1995 (S.I. 1995/300) (arts. 483-484)Article 483 Actionable contraventionsArticle 484 Meaning of "reference banks"The Local Government Residuary Body (England) Order 1995 (S.I. 1995/401) (art. 485)Article 485 Interest on unpaid leviesThe Local Government Changes For England (Property Transfer and Transitional Payments) Regulations 1995 (S.I. 1995/402) (art. 486)Article 486 Interest on unpaid sumsThe European Parliamentary (United Kingdom Representatives) Pensions (Additional Voluntary Contributions Scheme) (No 2) Order 1995 (S.I. 1995/739) (arts. 487-488)Article 487 Investment of additional voluntary contributionsArticle 488 Purchase of retirement benefits from an authorised insurerThe Local Authorities (Companies) Order 1995 (S.I. 1995/849) (art. 489)Article 489 Interpretation of the 1995 OrderThe Contracting Out (Functions in Relation to the Registration of Companies) Order 1995 (S.I. 1995/1013) (art. 490)Article 490 Revocation of spent provisionThe Local Government Pension Scheme Regulations 1995 (S.I. 1995/1019) (arts. 491-493)Article 491 Meaning of "the reference banks"Article 492 Meaning of "insurance company"Article 493 Actionable lossThe Credit Institutions (Protection of Depositors) Regulations 1995 (S.I. 1995/1442) (arts. 494-499)Article 494 Interpretation of the 1995 RegulationsArticle 495 Information to be supplied on requestArticle 496 Information in explanatory literatureArticle 497 Information in advertisementsArticle 498 EnforcementArticle 499 Other provisionsThe Value Added Tax (Special Provisions) Order 1995 (S.I. 1995/1268) (art. 500)Article 500 Interpretation of the 1995 Order: meaning of "insurer"The Public Offers of Securities Regulations 1995 (S.I. 1995/1537) (arts. 501-512)Article 501 Interpretation of the 1995 RegulationsArticle 502 Investments to which Part II of the 1995 Regulations appliesArticle 503 Listing rulesArticle 504 ExemptionsArticle 505 Specified kinds of investmentsArticle 506 ExceptionsArticle 507 Contraventions by an authorised personArticle 508 Maximum penaltiesArticle 509 Miscellaneous and SupplementaryArticle 510 Interpretation of Schedule 1Article 511 Application of Part VI of the Financial Services and Markets Act 2000 to a recognised European documentArticle 512 Revocation of spent provisionThe Financial Markets and Insolvency (Money Market) Regulations 1995 (S.I. 1995/2049) (art. 513)Article 513 Revocation of the 1995 RegulationsThe Acquisition of Land (Rate of Interest After Entry) Regulations 1995 (S.I. 1995/2262) (art. 514)Article 514 Meaning of "reference banks"The Local Authorities (Precepts) (Wales) Regulations 1995 (S.I. 1995/2562) (art. 515)Article 515 Meaning of "the reference banks"The Charities (Accounts and Reports) Regulations 1995 (S.I. 1995/2724) (arts. 516-517)Article 516 Meaning of "collective investment scheme"Article 517 Information to be provided in the case of a common deposit fundThe Local Government Changes for England (Payments to Designated Authorities) (Minimum Revenue Provision) Regulations 1995 (S.I. 1995/2895) (art. 518)Article 518 Meaning of "the reference banks"The National Parks Authorities (Levies) (Wales) Regulations 1995 (S.I. 1995/3019) (art. 519)Article 519 Meaning of "the reference banks"The Lloyd's Underwriters (Gilt-Edged Securities) (Periodic Accounting for Tax on Interest) Regulations 1995 (S.I. 1995/3225) (art. 520)Article 520 Interpretation of the 1995 RegulationsThe Occupational Pension Schemes (Discharge of Protected Rights on Winding up) Regulations 1996 (S.I. 1996/775) (art. 521)Article 521 Prescribed requirements applying to insurersThe Insurance Companies (Amendment No. 2) Regulations 1996 (S.I. 1996/944) (art. 522)Article 522 Revocation of the 1996 RegulationsThe Insurance Companies (Reserves) Regulations 1996 (S.I. 1996/946) (art. 523)Article 523 Revocation of the 1996 RegulationsThe Occupational Pension Schemes (Member-nominated Trustees and Directors) Regulations 1996 (S.I. 1996/1216) (art. 524)Article 524 Interpretation of the 1996 RegulationsThe Occupational Pension Schemes (Minimum Funding Requirements and Actuarial Valuations) Regulations 1996 (S.I. 1996/1536) (art. 525)Article 525 Interpretation of the 1996 RegulationsThe Personal and Occupational Pension Schemes (Protected Rights) Regulations 1996 (S.I. 1996/1537) (art. 526)Article 526 Prescribed conditions relating to an insurerThe Financial Institutions (Prudential Supervision) Regulations 1996 (S.I.1996/1669) (art. 527)Article 527 Revocation of the 1996 RegulationsThe Occupational Pension Schemes (Scheme Administration) Regulations 1996 (S.I. 1996/1715) (arts. 528-531)Article 528 Relevant occupational pension schemesArticle 529 Notification by fund managers of any conflict of interestArticle 530 Prescribed circumstances: accounts with exempt deposit-takersArticle 531 Meaning of "deposit-taker"The Disability Discrimination (Services and Premises) Regulations 1996 (S.I. 1996/1836) (art. 532)Article 532 Interpretation of the 1996 RegulationsThe Local Authorities (Contracting Out of Investment Functions) Order 1996 (S.I. 1996/1883) (art. 533)Article 533 Qualifications of contractorsThe Deregulation (Insurance Companies Act 1982) Order 1996 (S.I. 1996/2102) (art. 534)Article 534 Revocation of the 1996 OrderThe Social Landlords (Permissible Additional Purposes or Objects) Order 1996 (S.I. 1996/2256) (art. 535)Article 535 Interpretation of the 1996 OrderThe Teachers' Superannuation (Provision of Information and Administrative Expenses etc) Regulations 1996 (S.I. 1996/2282) (art. 536)Article 536 Provision of informationThe Housing Act 1996 (Consequential Provisions) Order 1996 (S.I. 1996/2325) (art. 537)Article 537 Revocation of spent provisionThe National Health Service Pension Scheme (Provision of Information and Administrative Expenses etc) Regulations 1996 (S.I. 1996/2424) (art. 538)Article 538 Provision of informationThe Personal and Occupational Pension Schemes (Pensions Ombudsman) Regulations 1996 (S.I. 1996/2475) (arts. 539-540)Article 539 Exclusions from jurisdictionArticle 540 Payment of interest on late paid benefitThe National Park Authorities (Levies) (England) Regulations 1996 (S.I. 1996/2794) (art. 541)Article 541 Interest on unpaid leviesThe Insurance (Lloyd's) Regulations 1996 (S.I. 1996/3011) (art. 542)Article 542 Revocation of the 1996 RegulationsThe Industrial and Provident Societies (Forms and Procedure) Regulations 1996 (S.I. 1996/3121) (art. 543)Article 543 Maintenance of files for registered societiesThe Occupational Pension Schemes (Investment) Regulations 1996 (S.I. 1996/3127) (arts. 544-548)Article 544 Interpretation of the 1996 RegulationsArticle 545 Restrictions on employer-related investmentsArticle 546 Investments to which restrictions on employer-related investments do not applyArticle 547 Loans that become employer-relatedArticle 548 Exemptions from section 35 of the 1995 ActThe Local Authorities (Capital Finance) Regulations 1997 (S.I. 1997/319) (art. 549)Article 549 Capital receipts of debt-free authoritiesThe Personal Pension Schemes (Appropriate Schemes) Regulations 1997 (S.I. 1997/470) (art. 550)Article 550 Forms of scheme which may be appropriate schemesThe Residuary Body for Wales (Dyffryn House and Gardens) Order 1997 (S.I. 1997/540) (art. 551)Article 551 Interpretation of the 1997 OrderThe Occupational Pension Schemes (Pensions Compensation Provisions) Regulations 1997 (S.I. 1997/665) (art. 552)Article 552 Interpretation of the 1997 RegulationsThe Occupational Pension Schemes (Discharge of Liability) Regulations 1997 (S.I. 1997/784) (art. 553)Article 553 Requirements applying to policies of insurance and annuity contractsThe Social Security (Recovery of Benefits) (Northern Ireland) Order 1997 (S.I. 1997/1183 (N.I. 12)) (art. 554)Article 554 Payments by insurersThe Local Government Pension Scheme Regulations 1997 (S.I. 1997/1612) (arts. 555-558)Article 555 Interpretation of the 1997 RegulationsArticle 556 Interpretation of regulations 5 and 6 of, and Schedule 2A to, the 1997 RegulationsArticle 557 Revenue restrictionsArticle 558 Prescribed persons to whom information may be providedThe Firemen's Pensions (Provision of Information) Regulations 1997 (S.I. 1997/1829) (art. 559)Article 559 Persons to whom information may be suppliedThe Police Pensions (Provision of Information) Regulations 1997 (S.I. 1997/1912) (art. 560)Article 560 Persons to whom information may be providedThe National Crime Squad Service Authority (Levying) Order 1997 (S.I. 1997/2283) (art. 561)Article 561 Interest on unpaid leviesThe NCIS Service Authority (Levying) Order 1997 (S.I. 1997/2284) (art. 562)Article 562 Interest on unpaid leviesThe Teachers' Pensions Regulations 1997 (S.I. 1997/3001) (art. 563)Article 563 Interest on late payment of certain benefitsThe Building Societies (Transfer of Business) Regulations 1998 (S.I. 1998/212) (art. 564)Article 564 Transfer of business: prescribed matters for transfer statements and transfer notification statementsThe Building Societies (Accounts and Related Provisions) Regulations 1998 (S.I. 1998/504) (arts. 565-566)Article 565 Group accounts: subsidiary undertakingsArticle 566 Interpretation of Schedules to the 1998 RegulationsThe Police Act 1997 (Provisions in Relation to the NCIS Service Authority) Order 1998 (S.I. 1998/633) (arts. 567-569)Article 567 Meaning of "securities"Article 568 Borrowing powersArticle 569 Insurance by the NCIS Service Authority against accidents to membersThe Bank of England (Information Powers) Order 1998 (S.I. 1998/1270) (art. 570)Article 570 Interpretation of the 1998 OrderThe Angola (United Nations Sanctions) Order 1998 (S.I. 1998/1752) (art. 571)Article 571 Assets of UNITA or persons connected with UNITA: definition of "investments"The Angola (United Nations Sanctions) (Channel Islands) Order 1998 (S.I. 1998/1756) (art. 572)Article 572 Assets of UNITA or persons connected with UNITA: definition of "investments"The Angola (United Nations Sanctions) (Isle of Man) Order 1998 (S.I. 1998/1757) (art. 573)Article 573 Assets of UNITA or persons connected with UNITA: definition of "investments"The Local Government Pension Scheme (Management and Investment of Funds) Regulations 1998 (S.I. 1998/1831) (arts. 574-578)Article 574 Interpretation of the 1998 Regulations: generalArticle 575 Definition of "investment"Article 576 Definition of "investment manager"Article 577 Limits on investmentsArticle 578 Definition of "open-ended investment company"The Investor Compensation Scheme Regulations 1998 (S.I. 1998/2169) (art. 579)Article 579 Revocation of the 1998 RegulationsThe Residuary Body for Wales (Winding Up) Order 1998 (S.I. 1998/2859) (art. 580)Article 580 Interpretation of the 1998 OrderThe Social Landlords (Additional Purposes or Objects) Order 1999 (S.I. 1999/985) (art. 581)Article 581 Meaning of "qualifying lending institution"The Scotland Act 1998 (Functions Exercisable in or as regards Scotland) Order 1999 (S.I. 1999/1748) (art. 582)Article 582 Revocation of references to former tribunalsUnfair Terms in Consumer Contracts Regulations 1999 (S.I. 1999/2083) (art. 583)Article 583 Functions of the Financial Services AuthorityThe Banking (Gibraltar) Regulations 1999 (S.I. 1999/2094) (art. 584)Article 584 Revocation of the 1999 RegulationsThe Education (School Government) (England) Regulations 1999 (S.I. 1999/2163) (art. 585)Article 585 Restrictions on persons taking part in proceedings of the governing body or their committeesThe Education (School Government) (Wales) Regulations 1999 (S.I. 1999/2242) (art. 586)Article 586 Restrictions on persons taking part in proceedings of the governing body or their committeesThe Data Protection (Processing of Sensitive Personal Data) Order 2000 (S.I. 2000/417) (art. 587)Article 587 Interpretation of the 2000 Order: Insurance businessThe Community Legal Service (Costs) Regulations 2000 (S.I. 2000/441) (art. 588)Article 588 Interpretation of regulation 24 of the 2000 RegulationsThe National Health Service Pension Scheme (Additional Voluntary Contributions) Regulations 2000 (S.I. 2000/619) (art. 589)Article 589 Interpretation of the 2000 RegulationsThe Pension Sharing (Implementation and Discharge of Liability) Regulations 2000 (S.I. 2000/1053) (arts. 590-591)Article 590 Interpretation of the 2000 RegulationsArticle 591 Qualifying arrangementsThe Pension Sharing (Pension Credit Benefit) Regulations 2000 (S.I. 2000/1054) (arts. 592-593)Article 592 Interpretation of the 2000 RegulationsArticle 593 Means of assuring pension credit benefitThe Pension Sharing (Safeguarded Rights) Regulations 2000 (S.I. 2000/1055) (art. 594)Article 594 Insurance companies that may provide safeguarded rights by way of annuitiesThe Stakeholder Pension Schemes Regulations 2000 (S.I. 2000/1403) (arts. 595-597)Article 595 Interpretation of the 2000 Regulations: generalArticle 596 Interpretation of regulation 8Article 597 Meaning of "proper advice"The Local Government (Early Termination of Employment) (Discretionary Compensation) (England and Wales) Regulations 2000 (S.I. 2000/1410) (art. 598)Article 598 Interpretation of the 2000 Regulations: "reference banks"The Iraq (United Nations Sanctions) Order 2000 (S.I. 2000/3241) (art. 599)Article 599 Construction of the 2000 Order - "relevant institution"The Iraq (United Nations Sanctions) (Overseas Territories) Order 2000 (S.I. 2000/3242) (art. 600)Article 600 Construction of the 2000 Order - "relevant institution"The Iraq (United Nations Sanctions) (Isle of Man) Order 2000 (S.I. 2000/3245) (art. 601)Article 601 Construction of the 2000 Order - "relevant institution"The Whole of Government Accounts (Designation of Bodies) Order 2000 (S.I. 2000/3357) (art. 602)Article 602 Revocation of reference to Policyholders Protection BoardThe Terrorism Act 2000 (Crown Servants and Regulators) Regulations 2001 (S.I. 2001/192) (art. 603)Article 603 Revocation of references to person no longer performing regulatory functionsThe Pig Industry Restructuring (Capital Grant) Scheme 2001 (S.I. 2001/251) (art. 604)Article 604 Meaning of "bank"The Pig Industry Restructuring Grant (Non-capital Grant) Scheme 2001 (S.I. 2001/252) (art. 605)Article 605 Meaning of "bank"The Afghanistan (United Nations Sanctions) (Overseas Territories) Order 2001 (S.I. 2001/392) (art. 606)Article 606 Construction of the 2001 Order -"relevant institution"The Afghanistan (United Nations Sanctions) (Isle of Man) Order 2001 (S.I. 2001/394) (art. 607)Article 607 Construction of the 2001 Order - "relevant institution"The Afghanistan (United Nations Sanctions) Order 2001 (S.I. 2001/396) (art. 608)Article 608 Construction of the 2001 Order - "relevant institution"The Justices' Chief Executives (Accounts) Regulations 2001 (S.I. 2001/463) (art. 609)Article 609 Meaning of "bank"The Transport Act 2000 (Civil Aviation Authority Pension Scheme) Order 2001 (S.I. 2001/853) (art. 610)Article 610 Interpretation of the Trust Deed - meaning of "authorised insurance company"SignatureExplanatory Note
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Article 439 Meaning of "relevant financial business"
(1) Regulation 4 of the Money Laundering Regulations 1993 (relevant financial business) is amended as follows.
(2) In paragraph (1), for sub-paragraph (a) substitute -
"(a) accepting deposits, by a person who has permission under Part 4 of the Financial Services and Markets Act 2000 to accept deposits (including, in the case of a building society, the raising of money from members of the society by the issue of shares);".
(3) Sub-paragraph (b) of paragraph (1) is revoked.
(4) In sub-paragraph (e) of paragraph (1), for "the requirements of paragraph 1 of Schedule 2 to the Banking Coordination (Second Council Directive) Regulations 1992 have been complied with" substitute "the establishment conditions in paragraph 13 of Schedule 3 to the Financial Services and Markets Act 2000, or the service conditions in paragraph 14 of that Schedule, have been satisfied;".
(5) For sub-paragraph (f) of that paragraph substitute -
"(f) business which consists of carrying on one or more of the following kinds of regulated activity in the United Kingdom -
(i) dealing in investments as principal or as agent,
(ii) arranging deals in investments,
(iii) managing investments,
(iv) safeguarding and administering investments,