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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 December 2001 - onwards
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Article 504 Exemptions

(1) Regulation 7 of the Public Offers of Securities Regulations 1995 (exemptions) is amended as follows.

(2) For sub-paragraph (f)(iii) of paragraph (2) substitute -

"(iii) persons holding instruments creating or acknowledging indebtedness issued by the company;".

(3) In sub-paragraph (g) of that paragraph the words "as defined in paragraph 3 of Schedule 1 to the Act" are revoked.

(4) In sub-paragraph (n) of that paragraph for "the securities are shares, or investments falling within paragraph 4 or 5 of Schedule 1 to the Act relating to shares," substitute "the securities are -

(i) shares,

(ii) instruments giving entitlements to subscribe for shares, or

(iii) certificates representing shares,".

(5) In sub-paragraph (o)(i) [Paragraph (i) of sub-paragraph (2)(o) was amended by S.I. 1999/734, regulation 2(d). ] of regulation 7(2), for "a body corporate connected with the issuer" substitute "a member of the same group as the issuer".

(6) In sub-paragraphs (p) and (t) of regulation 7(2) for

Comparing proposed amendment...